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govinfo:USCOURTS-flsd-9_24-cv-81491-2

U.S. District Court for the Southern District of Florida · 2026-06-02

· GavelSight synced 2026-09-06 03:52:15

UNITED STATES DISTRICT COURT 
SOUTHERN DISTRICT OF FLORIDA 
 
CASE NO. 9:24-cv-81491-LEIBOWITZ/REINHART 
 
 
VALLEY NATIONAL BANK, 
 
 Plaintiff, 
v. 
 
CAPTIVEONE SERVICES, LLC, et al. , 
 
 Defendants. 
______________________________________________/ 
  
ORDER ADOPTING  
REPORT AND RECOMMENDATION 
 
THIS CAUSE is before the Court upon United States Magistrate Judge Bruce E. Reinhart’s 
Report and Recommendation on the parties’ cross motions for summary judgment (the “R&R”) [ECF 
No. 155], entered on April 6, 2026, recommending the grant of Plaintiff Valley National Bank d/b/a 
Agile Premium Finance’s (“Plaintiff” or “Agile”) Motion for Summary Judgment [ECF No. 100], the 
denial of Defendant 4 Beauty Aesthetic Institute LLC’s (“Defendant” or “4 Beauty”) Motion for Final 
Summary Judgment [ECF No. 102], and the denial of 4 Beauty’s Motion to Strike the Declaration of 
Robert Przespolewski  [ECF No. 119].  [ECF No. 155 at 25].  The undersigned referred the matter to 
Magistrate Judge Reinhart pursuant to 28 U.S.C. § 636(b)(1)(B), Rule 72 of the Federal Rules of Civil 
Procedure, and Rule 1(d) of the Local Magistrate Judge Rules.  [ See ECF Nos. 130, 154].  Objections 
were timely filed by Defendant [ECF No. 156], which the Court has reviewed de novo.  Having reviewed 
and considered the R&R  in light of the Objections, the parties’ papers, the relevant portions of the 
record, and the applicable law, the Court concludes that Judge Reinhart correctly ruled on the pending 
motions.  Accordingly, the Court hereby ADOPTS Magistrate Judge Reinhart’s R&R [ECF No. 155].  
Defendant’s Objections [ECF No. 156] to the R&R  are OVERRULED for the reasons di scussed 
below.     
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I. STANDARD OF REVIEW 
 In reviewing a Report and Recommendation, the district court “shall make a de novo 
determination of those portions of the report or specified proposed findings or recommendations to 
which objection is made.”  28 U.S.C. § 636(b)(1)(C).  “Parties filing objections to a magistrate’s report 
and recommendation must specifically identify those findings objected to.  Frivolous, conclusive, or 
general objections need not be considered by the district court.”  United States v. Schultz, 565 F.3d 1353, 
1361 (11th Cir. 2009) (quoting Marsden v. Moore , 847 F.2d 1536, 1548 (11th Cir. 1988)) (internal 
quotation marks omitted).  Absent objection, the district judge “may accept, reject, or modify, in whole 
or in part, the findings and recommendations made by the magistrate judge,” 28 U.S.C. § 636(b)(1), 
and “need only satisfy itself that there is no clear error on the face of the r ecord” to accept the 
recommendation.  Fed. R. Civ. P. 72 advisory committee’s note to 1983 amendment, subdivision (b). 
 District courts retain broad “discretion to decline to consider a party’s argument when that 
argument was not first presented to the magistrate judge.”  Club Madonna Inc. v. City of Miami Beach, 42 
F.4th 1231, 1259 (11th Cir. 2022) (quoting Williams v. McNeil, 557 F.3d 1287, 1292 (11th Cir. 2009)).   
II. RULING ON OBJECTIONS 
4 Beauty lodges six objections to Judge Reinhart’s R&R.  After careful consideration and a de 
novo review of the record, the Court overrules each objection and affirms His Honor’s R&R.  Each 
objection is discussed in turn below. 
A. Judge Reinhart Erred in Finding that “Agile is not precluded from arguing its loan 
modification theory.”  [ECF No. 156 at 2–5].  OVERRULED. 
 Let’s begin with the first objection.  4 Beauty argues that Judge Reinhart erroneously accepted 
Agile’s position that the June 2023 Premium Finance Agreement (the “June PFA”) modified the earlier 
April 2023 Premium Finance Agreement (the “April PFA”) because that legal theory was not pled in 
Agile’s Complaint.  [ECF No. 156 at 2–3].  In its view, the Complaint described the June PFA as a 
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wholly separate agreement divorced from the April PFA.  [ See id. at 3 (citing ECF No. 1)].  4 Beauty 
contends that because Agile never pled loan modification, 4 Beauty had no opportunity to conduct 
discovery on this point and was materially prejudiced.  [Id. at 4]. 
This Court disagrees with 4 Beauty.  The Eleventh Circuit has made clear that the “Federal 
Rules of Civil Procedure impose pleading requirements for claims, not theories of liability.”  McCreight 
v. AuburnBank , 117 F.4th 1322, 1331 (11th Cir. 2024) (emphasis added) (citations omitted).   In 
McCreight, the court explained that a plaintiff may raise new theories of liability “as late as summary 
judgment[,]” so long as the defendant had sufficient notice.  117 F.4th at 1332.  A new theory liability 
raised by a plaintiff at summary judgment does not automatically get rejected “simply because she 
failed to specifically plead it in her complaint”; district courts, however, may reject them “when they 
are raised alongside new factual allegations such that a change would ‘prejudice the other party in 
maintaining a defense upon the merits.’”  Id. (citations omitted). 
This Court is not convinced that this loan modification theory is “new” under McCreight ’s 
guidance.  Sure, the Complaint omits reference to the April PFA and the magic words “modification,” 
“amend,” or “rewrite.”  [See generally ECF No. 1].  However, the Complaint does allege that the June 
PFA was a valid and enforceable contract that 4 Beauty materially breached, subsequently causing 
Agile’s damages.  [ Id. ¶¶ 44, 47–51].  Being a “valid and enforceable contract” necessarily includes 
validity by way of modification. 
But let’s assume 4 Beauty is correct and this theory of liability (and accompanying factual 
allegations) was not alleged in the Complaint and is indeed completely new.  In this instance, the Court 
retains the discretion to accept or reject it.  See McCreight, 117 F.4th 1332 (“To be sure, a district court 
may reject new theories of liability when they are raised alongside new factual allegations  . . . .” 
(emphasis added)).  So, the viability of 4 Beauty’s objection now comes down to prejudice. 
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There is no prejudice though.  Agile correctly states in response to 4 Beauty’s objections that 
the facts underlying the loan modification theory have been known to 4 Beauty for quite a while.  [See 
ECF No. 157 at 15].  This theory was not just sprung out of nowhere for the first time at summary 
judgment.  For example , Valley National Bank’s corporate representative testified at deposition that 
the April PFA’s terms were modified to include eleven monthly installments for payment in the June 
PFA.  [See Deposition of Robert Przespolewski, ECF No. 96 -1 at 61:6–14 (“Q. And the reason why 
it went out to 11 installments is because they wanted – the insured wanted a lesser amount to be paid; 
correct? . . . [A.] It was modified – a modification of the effective date. So the effective date of the 
original policy was pushed out to a new effective date.”)].  By this example alone, 4 Beauty was clearly 
on notice and cannot credibly argue prejudice when its counsel ask ed questions that invite d 
unfavorable answers that may or may not be used in summary judgment briefing.  This objection is 
OVERRULED. 
B. Judge Reinhart Erred in Finding that the June PFA Is a “free-standing, independent agreement 
that is not contingent on the June CFA,” and that “it is irrelevant to the enforceability of the 
June PFA whether the June CFA was properly executed.”  [ECF No. 15 6 at 5 –8].  
OVERRULED. 
 For this objection, 4 Beauty contends that the June PFA and the June Captive Financing 
Agreement (the “June CFA”) were a single, integrated document and were intended to be read 
together as one transaction for new financing.  [ See ECF No. 156 at 5–7].   This is supported by the 
fact that the June PFA was attached as “Schedule A” to the June CFA.  [See id. at 6–7].  According to 
4 Beauty therefore, Judge Reinhart erroneously found that the June PFA was a pre-condition for the 
June CFA, but not the other way around.  [Id. at 7–8].  And since Agile never signed the June CFA, 4 
Beauty argues that Agile’s breach of contract claim must fail.  [Id. at 8]. 
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 4 Beauty relies heavily on cases embracing the “contemporaneous instrument rule,” which 
holds that “two or more documents executed by the same parties, at or near the same time, concerning 
the same transaction or subject matter are generally construed together as a single contract.”  SFR 
Servs., LLC v. Indian Harbor Ins. Co. , 529 F. Supp. 3d 1285, 1297 (M.D. Fla. 2021) (internal quotation 
marks omitted) (quoting Wilson v. Terwillinger , 140 So. 3d 1122, 1124 (Fla. 5th DCA 2014)).  “[T]he 
intention of the parties is the governing principle,” and a court “look[ s] to the terms of the 
[documents] to determine whether [the parties] intended to make one contract or two separate 
contracts.”  In re Gardinier, Inc., 831 F.2d 974, 976 (11th Cir. 1987) (applying Florida law).  
 Viewing the June PFA and June CFA, this Court does not agree that the two instruments were 
intended to be a single contract  on this record.  The June PFA does not reference the June CFA’s 
terms; indeed, the June PFA contains its own terms, including the payment schedule and total financed 
amount.  [See ECF No. 1-6 at 2].  While it is true that the June CFA references the June PFA [see ECF 
No. 1-7 at 2 ¶¶ 1, 3], the June PFA does not  reference the June CFA [see generally ECF No. 1-6].  The 
Honorable Jose E. Martinez’s recap of the law in this area completely dooms 4 Beauty’s theory: 
The “contemporaneous transaction rule” requires construing two instruments as one 
transaction only if the instruments are executed contemporaneously and each refers to 
the other.  See Popwell v. Abel , 226  So. 2d 418, 421 (Fla. 4th DCA 1969) . A mere 
reference in the instruments to one or the other is not sufficient to establish that the 
documents should be read together. See Kantner v. Boutin, 624 So . 2d 779, 781 (Fla. 4th 
DCA 1993). This is particularly true when the  i nstruments make no specific reference 
to the other.  See id.; see also  BGT Grp., Inc. v. Tradewinds Engine Servs.,  L LC 62 So. 3d 
1192, 1195 (Fla. 4th DCA 2011); Temple Emanu- El of Greater Fort Lauderdale v. Tremarco 
Indus., Inc., 705 So. 2d 983, 984 (Fla. 4th DCA 1998). 
 
Morris Hatchery, Inc. v. Interlink Grp. Corp. USA, Inc., No. 10-24480-CIV, 2012 WL 13059867, at *6 (S.D. 
Fla. May 14, 2012) (Martinez, J.) (emphases in original).  4 Beauty spends three pages of its Objections 
explaining how the June CFA incorporates or refers to the June PFA, but never discusses where the 
June PFA mentions the June CFA—a document that preceded  the June PFA.  [See ECF No. 156 at 5–
8; ECF No. 1- 6 at 2; ECF No. 1- 7 at 2].  Th e reason as to why is simple: the June PFA doesn’t  
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reference it anywhere.  The June PFA is thus a separate and independent agreement not contingent 
on the June CFA, as Judge Reinhart rightly concluded.  Accordingly, this objection is OVERRULED. 
C. Judge Reinhart Erred by Rejecting 4 Beauty’s Argument that the June PFA Is Not Enforceable 
Because Agile Never Accepted it in Writing.  [ECF No. 156 at 8–11].  OVERRULED. 
As an initial matter, the Court overrules this objection because 4 Beauty conceded Agile’s 
argument that the conduct of the parties makes the June PFA an enforceable contract by failing to 
respond to it in its summary judgment briefing.  [ See ECF No. 155 at 18 (citing Jones v. Bank of Am., 
N.A., 564 F. App’x 432, 434 (11th Cir. 2014) (“[A] party’s failure to respond to any portion or claim 
in a motion indicates such portion, claim or defense is unopposed.”) )].  4 Beauty cannot revive an 
argument that has been unequivocally waived. 
In any event, 4 Beauty’s objection is also meritless.  It claims that the June PFA required 
acceptance in writing to be effective, citing cases applying Maryland law .  [ECF No. 156 at 9].  But 
Florida law—which applies here —supports Agile’s view that parties may depart from the agreed upon 
method of acceptance.  See Yellow Pages Photos, Inc. v. Ziplocal, LP, 795 F.3d 1255, 1270–71 (11th Cir. 
2015) (“Florida law provides that a valid contract is formed, notwithstanding a deviation from the 
offeror’s designated mode of acceptance, if there was a meeting of the minds and the offer was indeed 
accepted.”).  As Judge Reinhart cogently stated, the parties’ conduct (especially 4 Beauty’s) showed a 
meeting of the minds 1 and acceptance of the offer.  [ See ECF No. 155 at 20].  This objection is 
OVERRULED. 
D. Judge Reinhart Erred in Finding That There Was Valid Consideration for the June PFA.  [ECF 
No.156 at 11–15].  OVERRULED. 
 
1  To the extent 4 Beauty argues that there was no true “meeting of the minds” because it 
“repeatedly questioned whether the loan was even active” [ECF No. 156 at 10, 18], that is rejected.  It 
is undisputed that Dr. Mendietta (or 4 Beauty) never questioned the validity of the contract or whether 
a binding obligation existed.  [See ECF No. 157 at 19 n.4]. 
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This objection also fails.  4 Beauty’s main complaint here is that by entering into the June PFA, 
Agile was not giving up any rights it did not already possess, such as accelerating the loan.  [ See ECF 
No. 156 at 11–12].  Therefore, 4 Beauty argues that Judge Reinhart improperly  found that Agile’s 
decision against accelerating and agreeing to different terms, such as an eleventh -month installment 
schedule, was adequate consideration.  [See id.]. 
4 Beauty’s own argument defeats its objection.  It is quite surprising that 4 Beauty argues that 
it “received no benefit” under the June PFA.  [ See id. at 13].  Not only is it improper for 4 Beauty to 
relitigate this point, Davis v. Comm’r of Soc. Sec., No. 23-cv-02075, 2025 WL 879980, at *1 (M.D. Fla. 
Mar. 21, 2025) (stating that in objecti ng to a report and recommendation, parties cannot “traverse 
ground already plowed by the magistrate” (alteration adopted)), but the record evidence shows quite 
the opposite.  Namely, it is undisputed that Agile changed the payment terms for 4 Beauty’s benefit 
from five monthly payments of $411,072.86 to eleven monthly payments of $183,160.17.  [ See ECF 
No. 157 at 20].  Agile also reduced the finance charges.  [ See id.].  4 Beauty then promised to provide 
new insurance policies to be financed by the existing loan.  [ Id.].  That is more than sufficient 
consideration.  See Crowley Maritime Corp. v. Linda Mar Imports Inc. , 576 F. Supp. 3d 1268, 1272 (S.D. 
Fla. 2020) (Altonaga, C.J.) (“ As consideration for the Settlement Agreement, Plaintiff agreed to 
compromise and/or reduce the amount of the liquidated damages owed in accordance with the Credit 
Agreement if Defendant paid the settlement amount in accordance with the payment schedule 
outlined in Paragraph 1 of the Settlement Agreement.” (emphasis removed) (citing Ashby v. Ashby, 651 
So. 2d 246, 247 (Fla. 4th DCA 1995))).  The Court discerns no error in the R&R.   
E. Judge Reinhart Erred by Rejecting the Argument that the June PFA Is Not Enforceable 
Because Agile Did Not Satisfy the “Promise to Pay” Term.  [ECF No. 156 at 15 –17].  
OVERRULED. 
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Next up is 4 Beauty’s objection regarding the “Promise to Pay” term contained in the June 
PFA.  Here, 4 Beauty argues that this term was an unsatisfied condition precedent that render ed the 
June PFA unenforceable.  [ECF No. 156 at 15 –16].  According to 4 Beauty, its repayment promise 
was never triggered because Agile advanced funds under the April PFA, not the June PFA.  [Id. at 16].  
Thus, Judge Reinhart erred in concluding that this contractual term was met. 
4 Beauty is wrong  once more.  The “Promise to Pay” provision in the June PFA states the 
following: 
In return for the payment(s) that Agile Premium Finance has advanced to pay my 
insurance policy or policies listed in this agreement, I promise to make monthly 
payments as shown in this agreement. I will make these monthly payments until I have 
paid the full amount advanced me or on my behalf, plus the finance charges and any 
other charges I may owe as shown on this agreement. 
 
[ECF No. 1-6 at 2].  As Judge Reinhart stated, it is undisputed that Agile advanced the funds in May 
2023 under the April PFA to pay insurance premiums for the policies.  [ECF No. 155 at 23].  That 
was sufficient to trigger 4 Beauty’s repayment obligation, regardless of the subsequent June PFA that 
listed new insurance policies with a new effective date and quote number.  [ See ECF No. 156 at 16].  
Here’s why: 
For starters, 4 Beauty is correct that conditions precedent triggering an obligation to perform 
typically occur subsequent to the making of a contract.  [See id. at 16 (quoting Univ. Hous. By Day Corp. 
v. Foch, 221 So. 3d 701, 704 (Fla. 3d DCA 2017))].  But 4 Beauty misses the forest for the trees.  The 
condition precedent (here, advancing funds to pay insurance policies) did in fact occur after the 
making of the contract.  The “contract” at issue was made in April and the funds were disbursed in 
May.  The contract was then modified in June.  The June PFA in this regard was not a new contract that 
mandated the compliance with the “Promise to Pay” term after the fact.  Agile had already complied 
with this term which, notably, was not changed by operation of the modification in June.  See Bornstein 
v. Marcus, 275 So. 3d 636, 639 (Fla. 4th DCA 2019) (“[A] modification merely replaces some terms of 
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a valid and existing agreement while keeping those not abrogated by the modification in effect.” (citing 
Franz Tractor Co. v. J.I. Case Co., 566 So. 2d 524, 526 (Fla. 2d DCA 1990))).  If 4 Beauty’s position here 
was correct, then Agile would have needed to reimburse additional funds while 4 Beauty skirt ed its 
repayment obligations under the April PFA.  That undersigned declines to adopt this view.  This 
objection is likewise OVERRULED. 
F. Judge Reinhart Erred Because There Are Genuine Issues of Material Fact Precluding Summary 
Judgment.  [ECF No. 156 at 17–19].  OVERRULED. 
Finally, 4 Beauty objects to Judge Reinhart’s R&R because there is  purportedly a litany of 
factual issues that must be tried before a jury.  [ECF No. 156 at 17 –19].  Not so.  His Honor made  
conclusions of law based on undisputed facts.  That is the entire purpose of and rationale behind Rule 
56.  Boiled down, 4 Beauty’s position here consists of rehashing unpersuasive legal arguments based 
on its view of the record.  That does not preclude summary judgment in Plaintiff’s favor.  See Hogue v. 
Sec., U.S. Dep’t of Army, 718 F. App’x 877, 878 (11th Cir. 2017) (“ A ‘genuine issue of material fact ’ 
must have a real basis in the record and cannot be based upon a mere conclusion or unsupported 
factual allegations.” (citing Ellis v. England , 432 F.3d 1321, 1326 (11th Cir. 2005) )); Thomas v. City of 
Punta Gorda, No. 08- cv-553, 2010 WL 2293413, at *5 (M.D. Fla. Feb. 22, 2010) (“ Merely making a 
contrary assertion to the facts presented by the Defendant does not create a genuine issue of material 
fact.”), report and recommendation adopted, 2010 WL 2293415 (M.D. Fla. June 8, 2010).  As such, this 
objection is OVERRULED. 
III. CONCLUSION 
 Accordingly, in view of the foregoing  and upon due consideration, it is hereby ORDERED 
AND ADJUDGED as follows: 
1. The R &R [ECF No. 155] is AFFIRMED and made a part of this Order for all 
purposes.  Defendant’s Objections [ECF No. 156] are OVERRULED. 
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2. Plaintiff’s Motion for Summary Judgment [ ECF No. 100] is GRANTED.  Summary 
judgment is GRANTED on Count I of the Complaint [ECF No. 1 ¶¶ 43 –51] and 
Defendant 4 Beauty’s sixteen Affirmative Defenses 2 [ECF No. 44 at 10 –17] in 
Plaintiff’s favor.  The Court awards Plaintiff $2,088,213.00 on Count I of the 
Complaint. 
3. Defendant’s Motion for Final Summary Judgment [ ECF No. 102] is DENIED. 
4.  Defendant’s Motion to Strike the Declaration of Robert Przespolewski [ECF No. 119] 
is DENIED as moot. 
5. Defendant’s Motion for Sanctions [ ECF No. 142] is DENIED as moot.3 
6. Plaintiff’s Motion in Limine [ECF No. 117] is DENIED as moot. 
7. Pursuant to this Court’s October 9, 2025, Order, Plaintiff may renew its motion for 
default judgment against Defendants CaptiveOne Services, LLC and Wayne Jenkins 
with respect to Count I of the Complaint no later than June 18, 2026.  [See ECF No. 
65 at 6]. 
DONE AND ORDERED in the Southern District of Florida on June 1, 2026. 
        
      
 
 
cc: couns el of record 
 
2  4 Beauty failed to object to Judge Reinhart’s R&R on its Affirmative Defenses.  [ See generally 
ECF No. 156].  Under clear error review, the Court adopts Judge Reinhart’s R&R on the defenses and 
grants summary judgment on them accordingly in Plaintiff’s favor as raised in its motion [see ECF No. 
100 at 5–14 & n.2]. 
 
3  The crux of this sanctions motion is that “Plaintiff continues to pursue a meritless Breach of 
Contract claim against 4 Beauty” which purportedly “violates Rule 11(b), and warrants sanctions[.]”  
[ECF No. 142 at 2, 6].  Because the Court grants Plaintiff’s Motion for Summary Judgment on this 
claim, this motion is moot. 
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