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govinfo:USCOURTS-flsd-1_25-cv-20481-1

U.S. District Court for the Southern District of Florida · 2026-06-16

· GavelSight synced 2026-09-06 03:49:23

UNITED STATES DISTRICT COURT 
SOUTHERN DISTRICT OF FLORIDA 
 
Case No. 25-cv-20481-BLOOM/Elfenbein 
 
ALZAMEND NEURO, INC., 
 
 Plaintiff, 
 
v. 
 
BIORASI, LLC, 
 
 Defendant. 
_________________________/ 
 
OMNIBUS ORDER ON DAUBERT MOTIONS AND MOTION FOR SUMMARY 
JUDGMENT 
 
THIS CAUSE  is before the Court upon Defendant  Biorasi, LLC’s Motion to Exclude 
Testimony of Plaintiff’s Expert Witness Dr. Frederick Hausheer, ECF No. [ 117], Defendant’s 
Motion for Summary Judgment, ECF No. [119], and Plaintiff Alzamend Neuro, Inc’s Motion to 
Exclude Expert Testimony of Emily Friedrich and Aimon Iftikhar, ECF No. [116].  Alzamend 
filed Responses in Opposition to Biorasi’s Motions, ECF No s. [ 138], [142]. Biorasi filed a 
Response in Opposition to Alzamend’s Motion, ECF No. [139] . The Court has reviewed the 
Motions, the supporting and opposing submissions, the record, and is otherwise fully advised. For 
the reasons that follow, the Motions are denied.  
I. BACKGROUND 
On May 5, 2025, Alzamend filed an Amended Complaint asserting  claims for (1) breach 
of contract, (2) breach of the implied covenant of good faith and fair dealing, (3) negligence, (4) 
injurious falsehood, (5) violation of Florida’s Deceptive and Unfair Trade Practices Act 
(“FDUTPA”), and (6) fraudulent inducement/negligent misrepresentation. See ECF No. [40]. 
Thereafter, this Court granted Biorasi’s Motion to Dismiss as to the negligence  claim. ECF No. 
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[106]. On February 13, 2026, Biorasi filed its A nswer and Affirmative Defenses, as well as a 
Counterclaim for breach of contract. ECF No. [109]. Biorasi now moves for summary judgment 
on all counts, as well as its Counterclaim, and seeks to exclude the testimony of Alzamend’s expert 
witness, Dr. Hausheer. See generally, ECF Nos. [117]; [119]. Alzamend seeks to exclude the 
testimony of Biorasi’s rebuttal experts. ECF No. [116].  
II. UNDISPUTED FACTS  
Alzamend Neuro, Inc (“Alzamend”) is a clinical -stage biopharmaceutical company 
focused on developing treatments for Alzheimer’s disease and other neurodegenerative diseases. 
ECF No. [118] ¶ 1; ECF No. [141] ¶ 1. To advance the development of a new treatment called 
ALZN002, Alzamend sought to conduct a phase I/IIA clinical trial to evaluate its safety, 
tolerability, and preliminary efficacy. ECF No. [118] ¶ 2; ECF No. [142] ¶ 2. Alzamend retained 
a team led by Dr. Eve del Rio of Del Rio Pharmaceutical Services to be responsible for “framework 
and putting the protocol together” for the clinical trial and “took the lead in putting together the 
clinical protocol.” ECF No. [118] ¶ 3; ECF No. [141] ¶ 3.  
Biorasi, LLC (“Biorasi”) is a contract research organization or clinical research 
organization (“CRO”) engaged in the business of providing clinical research services, clinical 
research professionals, and contract clinical, technical, and other related ser vices. ECF No. [118] 
¶ 4; ECF No. [141] ¶ 4. To facilitate the study, both Alzamend and Biorasi entered into a contract, 
or CTA, with First Excellent Research Group LLC (“FERG”) and Raul Carballosa, MD for Dr. 
Carballosa to serve as the Principal Investigator for the ALZN002 study. ECF No. [118] ¶ 5; ECF 
No. [141] ¶ 5. Alzamend entered into a contract with IMIC, Inc. to perform leukapheresis services 
for the ALZN002 trial. ECF No. [118] ¶ 6; ECF No. [141] ¶ 6. The University of Miami 
manufactured the treatment, or investigation product, for the ALZN002 trial. ECF No. [118] ¶ 7; 
ECF No. [141] ¶ 7.  
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In 2022, Alzamend began looking for a CRO to partner with to conduct as Phase I/II study 
for its ALZN002 treatment and received quotes from three CROs, including Biorasi. ECF No. 
[118] ¶¶  8, 9; ECF No. [141] ¶¶ 8, 9. Biorasi held itself out as having “significant, leading 
experience and expertise relating to the delivery of Alzheimer’s clinical project.” ECF No. [141] 
¶ 132; ECF No. [151] ¶ 132. Before Alzamend and Biorasi reached any contractual agreement 
regarding the ALZN002 study, Ruslan Gorsky, Manager  of Program Development of Biorasi 
provided information to Alzamend about potential clinical trial sites with principal investigators 
for the ALZN002 trial. ECF No. [118] ¶¶ 10, 11; ECF No. [141] ¶¶ 10, 11. Gorsky identified 
FERG and Dr. Carballosa as a potential clinical trial site that had worked with Biorasi on a prior 
Alzheimer’s trial. ECF No. [118] ¶ 12; ECF No. [141] ¶ 12. Gorsky provided information 
regarding each potential clinical trial site’s ability to perform leukapheresis for the study by giving 
Alzamend a spreadsheet which contained the precise responses received from those sites. ECF No. 
[118] ¶ 15; ECF No. [141] ¶ 15. As it relates to FERG, Gorsky told Alzamend via email on 
December 15, 2023: “Also, as a pleasant surprise, our top enrolling site (2.6 patients per site per 
month) has officially confirmed that they can and have done sham Leukapheresis, and they will 
conduct it strictly on site.” ECF No. [118] ¶ 16; ECF No. [141] ¶ 16. Gorsky’s December 15, 2022 
email to Alzamend provided the precise representations made to Biorasi by Dr. Carballosa and his 
study coordinator, Milka Vina. ECF No. [118] ¶ 17; ECF No. [141] ¶ 17. Dr. Carballosa wrote that 
“Leukapheresis for PBMC extraction will be on site”, and Vina responded to questions of “[w]ill 
you be able to conduct a sham Leukapheresis procedure as well, as per the protocol design?” and 
“[d]o you have experienced conducting Leukapheresis in previous studies?” with the same “Yes.” 
ECF No. [118] ¶¶ 18, 19; [141] ¶¶ 18, 19.  
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 On January 2, 2023, Alzamend and Biorasi executed a Letter of Intent (“LOI”). ECF No. 
[118] ¶ 25; ECF No. [141] ¶ 25. During a recording meeting on January 18, 2023 between 
Alzamend and Biorasi personnel, Dr. Eve del Rio stated she was encouraged that a potential 
clinical trial site was willing to be the central site for performing leukapheresis because “we had a 
site that could do it, and, they have just, let’s say, gone AOL—gone AWOL —so we are going to 
have to depend on that site to do the leukapheresis.” ECF No. [118] ¶ 30; ECF No. [141] ¶ 30. 
Gorsky stated that feasibility needed to still be conducted to evaluate the relevant leukapheresis 
capabilities, noting “The most important thing for us, I think regarding site feasibility is to 
determine the capabilities for leukapheresis and enrollment” and “even if worst case scenario it is 
an issue, let’s say, you know, Murphy’s law applies and none  of them work out for whatever 
reason, we also have enough wiggle room for feasibility to ascertain where there’ll be done.”. ECF 
No. [118] ¶ 31; ECF No. [141] ¶ 31. Gorsky specifically corrected Dr. del Rio during this call after 
she stated that Dr. Carballosa “just finished conducting leukapheresis for a stem cell product for 
Alzheimer’s.” ECF No. [118] ¶ 32; ECF No. [141] ¶ 32. 
 At a February 8, 2023 meeting, the Parties contemplated  using a site run by a Dr. Reiley. 
ECF No. [118] ¶ 35; ECF No. [141] ¶ 35. During the meeting, Dr. del Rio recommended having a 
back-up leukapheresis option if Dr. Reilly’s facility did not work out and Alzamend also noted 
that Ruslan Gorsky had provided another possible leukapheresis vendor option that same morning. 
ECF No. [118] ¶¶ 36, 37; ECF No. [141] ¶¶ 36, 37. On February 15, 2023, two days prior to 
executing the MSA and Work Order, Alzamend and Biorasi personnel met with OrganaBio, a 
second potential leukapheresis vendor provided by Gorsky at the February 8, 2023 meeting. ECF 
No. [118] ¶¶ 38, 39; ECF No. [141] ¶¶ 38, 39.  
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 Alzamend and Biorasi executed the MSA and Work Order (“WO”) on February 17, 2023. 
ECF No. [118] ¶ 40; ECF No. [141] ¶ 40. The MSA required Biorasi to perform services “in 
compliance with this Agreement, the applicable approved Protocol, [and] applicable professional 
standards,” using “a degree of skill, diligence and expertise consistent with industry standards,” 
with personnel having “the level of skill necessary.” ECF No. [141] ¶ 144; ECF No. [151] ¶ 144. 
This included ensuring employees had relevant skills and attention to detail. ECF No. [141] ¶ 145; 
ECF No. [151] ¶ 145. Biorasi was responsible for prompt issue escalation, site query resolution, 
and identification, qualification, selection, and management of an imaging vendor. ECF No. [141] 
¶ 147; ECF N o. [151] ¶ 147. Biorasi was responsible for developing training materials and 
conducting trainings, including on “study project plans” and “queries.” ECF No. [141] ¶ 150; ECF 
No. [151] ¶ 150.  
The MSA defines “Clinical Site” as meaning “the investigational facility, and its affiliates, 
such as but not limited to, hospitals, research institutions, and corporate site networks, where a 
Study is conducted.” ECF No. [118] ¶ 41; ECF No. [141] ¶ 41. The MSA defines “CTA” as 
meaning “the clinical research agreement executed by BIORASI and/or SPONSOR, on the one 
hand, and a Clinical Site and/or Investigator, on the other hand, in connection with a Work Order.” 
ECF No. [118] ¶ 41; ECF No. [141] ¶ 41. The M SA contemplates the execution of one or more 
Work Orders, stating, in part, that “[a]ny services provided by, or to be provided by, BIORASI 
that are not specifically identified in a WO are considered outside the scope of the WO.” ECF No. 
[118] ¶ 42; ECF No. [141] ¶ 42. The MSA includes a “Limitation of Liability” section which reads 
in part:  
NEITHER PARTY SHALL BE LIABLE TO THE OTHER PARTY FOR 
ANY SPECIAL, CONSEQUENTIAL, INCIDENTAL OR INDIRECT 
DAMAGES (INCLUDING LOSS OF DATA, PROFITS OR REVENUE, 
COST OF CAPITAL OR DOWNTIME COSTS) OR FOR ANY 
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EXEMPLARY OR PUNITIVE DAMAGES DIRECTLY RESULTING 
FROM, ARISING OUT OF OR IN CONNECTION WITH THIS 
AGREEMENT (OR THE TERMINATION HEREOF) OR ANY WORK 
ORDER, INCLUDING, WITHOUT LIMITATION, LOSS OF 
ANTICIPATED SALES, TO THE FULLEST EXTENT PERMITTED BY 
LAW, AND NOTWITHSTANDING ANY OTHER PROVISION OF THIS 
AGREEMENT OR ANY WORK ORDER, REGARDLESS OF WHETHER 
SUCH DAMAGES ARE BASED IN TORT, WARRANTY, CONTRACT OR 
ANY OTHER LEGAL THEORY, EVEN IF ADVISED OF THE 
POSSIBILITY OF SUCH DAMAGES. 
 
ECF No. [32] at 21.  
 The WO sets forth more specific responsibilities in connection with the trial and that 
Alzamend may transfer to, and Biorasi may accept receipt of, the transfer specific regulatory 
obligations pursuant to a Transfer or Regulatory Obligations Form (“TORO”). ECF No. [118] ¶¶ 
55, 56; ECF No. [141] ¶¶ 55, 56. The final paragraph of Section 12 of the WO states : 
“Notwithstanding the above, SPONSOR is obligated to pay BIORASI for work completed up to 
the date of termination under this Section on a prorated basis plus an amount equal to three (3) 
months of the CRO Services monthly fees as identified in Attachment A-5.” ECF No. [118] ¶ 60; 
ECF No. [141] ¶ 60. Attachment A -1 to the WO contains a Task Ownership Matrix which sets 
forth certain, specific joint or individual responsibilities under the WO, pursuant to a legend. ECF 
No. [118] ¶¶ 61, 62; ECF No. [141] ¶¶ 61, 62. The WO also includes a list of “Interdependencies” 
where Biorasi’s ability to perform CRO services in accordance with the timeline requirements is 
dependent on timely completion of items outside of Biorasi’s control. ECF No. [118] ¶ 64; ECF 
No. [141] ¶ 64. Number 18 on the list of Interdependencies states : “Timely qualification and 
approval of Sponsor-Selected Vendors.” SPONSOR is responsible to complete qualification and 
approval of SPONSOR selected vendors, including but not limited to the Leukapheresis vendor.” 
ECF No. [118] ¶ 65; ECF No. [141] ¶ 65. 
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 As Principal Investigator, Dr. Carballosa enrolled patients for the ALZN002 Trial at FERG, 
which served as a clinical site. ECF No. [118] ¶ 75; ECF No. [141] ¶ 75. No other Principal 
Investigator enrolled patients for the ALZN T rial. ECF No. [118] ¶ 76; ECF No. [141] ¶ 76. 
Throughout the ALZN002 T rial, Alzamend personnel would directly contact FERG personnel 
directly, including without including Biorasi personnel on the communications. ECF No. [118] ¶ 
77; ECF No. [141] ¶ 77. 
 Because the Trial consisted of a double -blinded structure where certain team members 
were considered blinded (“Blinded”) —they did not know which patient received the actual 
investigation product or placebo—and others were unblinded (“Unblinded”), unblinded 
individuals needed to be careful not to expose blinded individuals to information about a subject’s 
treatment status. ECF No. [118] ¶ 79; ECF No. [141] ¶ 79. Biorasi created certain distribution lists 
containing only unblinded individuals, including Biorasi and Alzamend personnel. ECF No. [118] 
¶ 80; ECF No. [141] ¶ 80. On January 18, 2024, Loyda Espinoza, an employee of IMIC and the 
assigned unblinded study coordinator, called Biorasi’s unblinded clinical research associate, Dr. 
Juan Duany-Santos with an inquiry. ECF No. [118] ¶ 81; ECF No. [141] ¶ 81. Ms. Espinoza does 
not recall what she and Dr. Duany- Santos spoke about over the phone or the details of the call. 
ECF No. [118] ¶ 84; ECF No. [141] ¶ 84. Following the call with Dr. Duany-Santos, Ms. Espinoza 
sent an email to Dr. Duany- Santos and included a distribution email address comprised solely of 
blinded individuals at Biorasi and Alzamend included sensitive patient -identifying information 
that unblinded any blinded recipient. ECF No. [118] ¶ 85; ECF No. [141] ¶ 85. Ms. Espinoza was 
subsequently suspended and eventually fired from IMIC. ECF No. [118] ¶ 88; ECF No. [141] ¶ 
88. In response to the unblinding event, on January 23, 2024, Alzamend prepared a protocol 
deviation waiver with Biorasi’s input that Biorasi then provided to the principal investigator Dr. 
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Raul Carballosa for his review and execution. ECF No. [118] ¶ 89; ECF No. [141] ¶ 89. Biorasi 
admitted it had “no system in place to protect against human error” in unblinding. ECF No. [141] 
¶ 180; ECF No. [151] ¶ 180.  
 The next day, Dr. Carballosa sent an email to the Biorasi Vice President of Project 
Management, Nancy Newark, advising her that he was withdrawing from the study. ECF No. [118] 
¶ 90; ECF No. [141] ¶ 90. On January 30, 2024, individuals from Alzamend and Biorasi met with 
Dr. Carballosa and Milka Vina from FERG to discuss Dr. Carballosa’s decision to withdraw. ECF 
No. [118] ¶ 91; ECF No. [141] ¶ 91. The meeting was audio recorded, and in the recording Dr. 
Carballosa can be heard discussing several reasons fo r wanting to withdraw, including that he 
received a call about samples at IMIC that were missing for some period of time but ultimately 
were submitted anyway. ECF No. [118] ¶ 92; ECF No. [141] ¶ 92. At no point during the January 
30, 2024 meeting did Dr. Carballosa ever disclose who had called him and told him about missing 
samples. ECF No. [118] ¶ 93; ECF No. [141] ¶ 93. At his deposition, when asked about the call, 
Dr. Carballosa testified that he did not recall who called him, does not know who Ms. Newar k is, 
does not recall Ms. Newark calling him, and that he could not remember whether the caller was a 
man or woman. ECF No. [118] ¶ 94; ECF No. [141] ¶ 94. Dr. Carballosa’s Research Coordinator, 
Milka Vina, testified that prior to January 18, 2024, she called either Newark or Josanne Johnson 
to discuss a delay in the shipment of a box from IMIC to the University of Miami. ECF No. [118] 
¶ 95; ECF No. [141] ¶ 95. Vina testified she called to discuss a delay in shipping a blood sample 
from IMIC to the Universi ty of Miami and was told that samples were missing and eventually 
found and sent to the University of Miami. ECF No. [118] ¶ 96; ECF No. [141] ¶ 96. Vina stated 
she told Dr. Carballosa about the sample and that he was livid. ECF No. [118] ¶ 99; ECF No. [141] 
¶ 99.  Biorasi VP, Nancy Newark testified repeatedly and unequivocally in her deposition that she 
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never made these statements to Dr. Carballosa or his staff. ECF No. [118] ¶ 101; ECF No. [141] ¶ 
101.  
 Pursuant to Section 8.3 of the MSA, Biorasi terminated the Work Order via letter on 
February 13, 2024, upon forty- five days’ notice. ECF No. [118] ¶ 103; ECF No. [141] ¶ 103.  
Biorasi issued an invoice dated April 1, 2024 for the termination fees for three months of CRO 
services. ECF No. [118] ¶ 105; ECF No. [141] ¶ 105. Alzamend never paid the invoice. ECF No. 
[118] ¶ 106; ECF No. [141] ¶ 106. 
 After the unblinding event, Alzamend hired Linical to perform a “Site Audit / 
Investigation” and produce a report of the same. ECF No. [118] ¶ 108; ECF No. [141] ¶ 108. 
Linical is a CRO that, like Biorasi, contracts with sponsors to execute clinical studies, including 
for pharmaceutical clients. ECF No. [118] ¶ 109; ECF No. [141] ¶ 109. Alzamend was provided 
with the opportunity to review and edit the Audit Report before finalizing and publishing it. ECF 
No. [118] ¶ 123; ECF No. [141] ¶ 123. 
III. LEGAL STANDARD 
A. Expert Testimony  
Federal Rule of Evidence 702 governs the admissibility of expert testimony. When a party 
proffers the testimony of an expert under Rule 702 of the Federal Rules of Evidence, the party 
offering the expert testimony bears the burden of laying the proper foundation, and that party must 
demonstrate admissibility by a preponderance of the evidence. See Rink v. Cheminova, Inc. , 400 
F.3d 1286, 1291-92 (11th Cir. 2005); Allison v. McGhan Med. Corp., 184 F.3d 1300, 1306 (11th 
Cir. 1999). To determine whether expert testimony or any report prepared by an expert may be 
admitted, the Court engages in a three -part inquiry, which includes whether: (1) the expert is 
qualified to testify competently regarding the matters he intends to address; (2) the methodology 
by which the expert reaches his conclusions is sufficiently reliable; and (3) the testimony assists 
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the trier of fact, through the application of scientific, technical, or specialized expertise, to 
understand the evidence or to determine a fact in issue. See City of Tuscaloosa v. Harcros Chems., 
Inc., 158 F.3d 548, 562 (11th Cir. 1998) (citing Daubert v. Merrell Dow Pharm., Inc., 509 U.S. 
579, 589 (1993)). The Eleventh Circuit refers to each of these requirements as the “qualifications,” 
“reliability,” and “helpfulness” prongs. United States v. Frazier, 387 F.3d 1244, 1260 (11th Cir. 
2004). While some overlap exists among these requirements, the court must individually analyze 
each concept. See id. 
Under Daubert, a district court must take on the role of gatekeeper, but this role “is not 
intended to supplant the adversary system or the role of the jury.” Quiet Tech. DC-8, Inc. v. Hurel 
Dubois UK Ltd., 326 F.3d 1333, 1341 (11th Cir. 2003) (internal quotation marks and citations 
omitted). Consistent with this function, the district court must “ensure that speculative, unreliable 
expert testimony does not reach the jury.” McCorvey v. Baxter Healthcare Corp., 298 F.3d 1253, 
1256 (11th Cir. 2002). “[I]t is not the role of the district court to make ultimate conclusions as to 
the persuasiveness of the proffered evidence.” Quiet Tech. , 326 F.3d at 1341 (internal quotation 
marks and citations omitted). Thus, the district court cannot exclude an expert based on a belief 
that the expert lacks personal credibility. Rink , 400 F.3d at 1293, n.7. To the contrary, “vigorous 
cross-examination, presentation of contrary evidence, and careful instruction on the burden of 
proof are the traditional and appropriate means of attacking shaky but admissible evidence.” Quiet 
Tech., 326 F.3d at 1341 (quoting Daubert, 509 U.S. at 596). “Thus, ‘[o]n cross-examination, the 
opposing counsel is given the opportunity to ferret out the opinion's weaknesses to ensure the jury 
properly evaluates the testimony's weight and credibility.’” Vision I Homeowners Ass'n, Inc. v. 
Aspen Specialty Ins. Co., 674 F. Supp. 2d 1321, 1325 (S.D. Fla. 2009) (quoting Jones v. Otis 
Elevator Co., 861 F.2d 655, 662 (11th Cir. 1988)). Ultimately, as noted, “a dis trict court enjoys 
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‘considerable leeway’ in making” evidentiary determinations such as these. Cook , 402 F.3d at 
1103 (quoting Frazier, 387 F.3d at 1258). 
B. Summary Judgment  
A court may grant a motion for summary judgment “if the movant shows that there is no 
genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” 
Fed. R. Civ. P. 56(a). The parties may support their positions by citations to materials in the record, 
including, among other things, depositions, documents, affidavits, or declarations. See Fed. R. Civ. 
P. 56(c). An issue is genuine if “a reasonable trier of fact could return judgment for the non-moving 
party.” Miccosukee Tribe of Indians of Fla. v. United States, 516 F.3d 1235, 1243 (11th Cir. 2008) 
(quoting Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247- 48 (1986)). A fact is material if it 
“might affect the outcome of the suit under the governing law.” Id. (quoting Anderson, 477 U.S. 
at 247-48). 
A court views the facts in the light most favorable to the non- moving party, draws “all 
reasonable inferences in favor of the nonmovant and may not weigh evidence or make credibility 
determinations, which ‘are jury functions, not those of a judge.’” Lewis v. City of Union City, Ga., 
934 F.3d 1169, 1179 (11th Cir. 2019) (quoting Feliciano v. City of Mia. Beach, 707 F.3d 1244, 
1252 (11th Cir. 2013)); see also Crocker v. Beatty , 886 F.3d 1132, 1134 (11th Cir. 2018) (“[W]e 
accept [the non -movant's] version of t he facts as true and draw all reasonable inferences in the 
light most favorable to him as the non -movant.”). “The mere existence of a scintilla of evidence 
in support of the [non- moving party's] position will be insufficient; there must be evidence on 
which a jury could reasonably find for the [non- moving party].” Anderson, 477 U.S. at 252. “If 
more than one inference could be construed from the facts by a reasonable fact finder, and that 
inference introduces a genuine issue of material fact, then the distr ict court should not grant 
summary judgment.” Bannum, Inc. v. City of Fort Lauderdale, 901 F.2d 989, 996 (11th Cir. 1990). 
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The Court does not weigh conflicting evidence. See Skop v. City of Atlanta, Ga., 485 F.3d 1130, 
1140 (11th Cir. 2007) (quoting Carlin Comm'n, Inc. v. S. Bell Tel. & Tel. Co., 802 F.2d 1352, 1356 
(11th Cir. 1986)). 
Initially, the moving party bears the “responsibility of informing the ... court of the basis 
for its motion, and identifying those portions of ‘the pleadings, depositions, answers to 
interrogatories, and admissions on file, together with the affidavits, i f any,’ which it believes 
demonstrate the absence of a genuine issue of material fact.” Celotex Corp. v. Catrett , 477 U.S. 
317, 323 (1986); see also Shiver v. Chertoff , 549 F.3d 1342, 1343 (11th Cir. 2008). If a movant 
satisfies this burden, “the nonmoving party ‘must do more than simply show that there is some 
metaphysical doubt as to the material facts.’” Ray v. Equifax Info. Servs., LLC, 327 F. App'x 819, 
825 (11th Cir. 2009) (quoting Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 
586 (1986)). Instead, “the non- moving party ‘must make a sufficient showing on each essential 
element of the case for which he has the burden of proof.’” Id . (quoting Celotex Corp., 477 U.S. 
at 322). The non-moving party must produce evidence, going beyond the pleadings, and by its own 
affidavits, or by depositions, answers to interrogatories, and admissions on file, designating 
specific facts to suggest that a reasonable jury could find in the non-moving party's favor. Shiver, 
549 F.3d at 1343. Yet, even where a non- movant neglects to submit any alleged material facts in 
dispute, a court must still be satisfied that the evidence in the record supports the uncontroverted 
material facts proposed by the movant before granting summary judgment. Reese v. Herbert, 527 
F.3d 1253, 1268-69, 1272 (11th Cir. 2008); United States v. One Piece of Real Prop. Located at 
5800 S.W. 74th Ave., Mia., Fla., 363 F.3d 1099, 1103 n.6 (11th Cir. 2004) *1319 (“One Piece of 
Real Prop.”). Indeed, even “where the parties agree on the basic facts, but disagree about the factual 
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inferences that should be drawn from those facts,” summary judgment may be inappropriate. 
Warrior Tombigbee Transp. Co., Inc. v. M/V Nan Fung, 695 F.2d 1294, 1296 (11th Cir. 1983). 
In resolving the issues presented under Rule 56, “the court may not weigh conflicting 
evidence to resolve disputed factual issues; if a genuine dispute is found, summary judgment must 
be denied.” Carlin Commc'n, Inc., 802 F.2d at 1356. Moreover, summary judgment is 
inappropriate where the Court would be required to weigh conflicting renditions of material fact 
or determine witness credibility. See Hairston v. Gainesville Sun Publ'g Co., 9 F.3d 913, 919 (11th 
Cir. 1993); see also Mize v. Jefferson City Bd. of Educ., 93 F.3d 739, 742 (11th Cir. 1996) (“It is 
not the court's role to weigh conflicting evidence or to make credibility determinations; the non-
movant's evidence is to be accepted for purposes of summary judgment.”); Strickland v. Norfolk 
S. Ry. Co., 692 F.3d 1151, 1154 (11th Cir. 2012) (“Credibility determinations, the weighing of the 
evidence, and the drawing of legitimate inferences from the facts are jury functions, not those of a 
judge, whether he [or she] is ruling on a motion for summary judgment or for a directed verdict.” 
(quoting Anderson, 477 U.S. at 255)); see also Ramirez v. Nicholas, No. 13-60820-CIV, 2013 WL 
5596114, at *4 (S.D. Fla. Oct. 11, 2013) (“The Court may not make the credibility determinations 
needed to resolve this conflict; only the jury may do so.”). 
IV. DISCUSSION 
Because the disposition of Defendant’s Motion for Summary Judgment depends on the 
opinions of the parties’ respective experts, the Court addresses the Daubert Motions first. 
A. Biorasi’s Motion to Exclude Dr. Frederick Hausheer 
Biorasi argues Dr. Hausheer’s opinions are unreliable because they are based on 
assumptions provided by Alzamend’s counsel rather than facts, evidence, or data. ECF No. [117] 
at 9. Biorasi points out that Dr. Hausheer indicates his opinions are based upon his review of 
documents as well as his knowledge and experience but admits that he did not review everything 
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counsel provided to him and did not review depositions in the case. Id. at 10. Therefore, Biorasi 
contends Dr. Hausheer’s report describes his various opinions only in a conclusory fashion. Id. at 
10.  
Biorasi further argues Dr. Hausheer’s opinions are merely ipse dixit as his opinions 
centered around inadequate training do not clearly indicate what he believes was insufficient with 
the training and merely opines that some better, but undefined training should have been in place 
as to the unblind risk. Biorasi contends t his case is analogous to Cook ex rel. Est. of Tessier v. 
Sheriff of Monroe Cnty., Fla., 402 F.3d 1092, 1112 (11th Cir. 2005), in which the Eleventh Circuit 
held the district court properly excluded the testimony of an expert who opined the Monroe County 
Detention Center’s suicide prevention training was inadequate but failed to articulate a generally 
accepted standard for suicide prevention in jails nor an explanation of how or why he believed the 
Monroe County Detention Center’s training to be inadequate.  
Biorasi also cites as an example of Dr. Hausheer’s unreliable opinions his personal 
definition of “clinical site” used to support his contention that Biorasi owed greater duties toward 
IMIC. Id. at 16. Biorasi points out Dr. Hausheer admitted he was not relying on a definition of 
“clinical site” from any specific authority and further admitted he did not indicate anywhere in his 
report or set forth any basis for a definition of “clinical site” with any basis behind it. Id. at 16.  
Biorasi avers that Dr. Hausheer’s report will do nothing to assist the Court in its fact-finding 
role in this case as Dr. Hausheer fails to provide anything beyond assumptions which lack 
foundational support. Id. at 17-18.  
Alzamend responds that Dr. Hausheer’s report is based on his analysis of various trial 
documents, not merely assumptions. ECF No. [139] at 4. Alzamend points out that Dr. Hausheer’s 
report was due nearly two weeks prior to the first deposition in this case and that Dr. Hausheer 
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was provided with access to Alzamend’s entire document database, but the documents listed in the 
appendix of his report are only those documents he relied upon to prepare his report. Id. Alzamend 
argues Defendant’s arguments go only to the weight and not admissibility. Id.  
Alzamend points out that Dr. Hausheer explains that the basis of his opinion included  
“review of staff resumes, training materials, and trial procedures.” Id. at 5 (quoting ECF No. [117-
1] at 20. Dr. Hausheer opinions were not only based on the review of documents, but his extensive 
experience and the applicable Good Clinical Practice standards. Id . at 7. Alzamend argues Dr. 
Hausheer's methodology of reviewing the various trial plans and training materials and measuring 
them against established industry sta ndards drawn from decades of experience is sufficiently 
reliable. Id. at 10.  
To the extent Biorasi challenges Dr. Hausheer’s opinions as  based on assumptions, 
Alzamend argues th ose challenges go to weight and not admissibility. Id. 10- 11. Alzamend 
contends it is free to present its own version of events at trial. Id. at 11 (citing Middleton v. Morgan, 
2019 WL 10630840, at *3 (N.D. Fla. Nov. 1, 2019)) (“Indeed, there is nothing wrong with an 
expert basing his opinion on one side's version of events (although the weight of the opinion will 
depend on the jury accepting that version of events) . . .”). Alzamend also cites this Court’s opinion 
in Balthazar Mgmt., LLC v. Beale St. Blues Co., Inc., 2018 WL 6928698, at *4 (S.D. Fla. Oct. 30, 
2018) in which this Court noted that an expert may generally set forth or explain reasonable 
assumptions he was asked to make by counsel in arriving at his opinion. Alzamend contends Dr. 
Hausheer clearly explains what factual assumptions he makes and where those assumptions factor 
into his conclusions and there is sufficient factual evidence to support Dr. Hausheer’s assumptions. 
Id. at 13.  
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Alzamend contends that Cook is distinguishable because Dr. Hausheer has provided an 
extensive, detailed explanation of what training should have been provided, the Good Clinical 
Practice standards governing that training, and how the actual training fell short. Id . at 18. 
Alzamend avers Dr. Hausheer’s opinions are more analogous to the expert in Hotels of Deerfield, 
LLC v. Studio 78, LLC, 621 F. Supp. 3d 1285 (S.D. Fla. 2022), in which the Court found reliable 
an expert’s testimony “ about the architecture industry's standard of care i n south Florida and 
whether Defendants’ work and plans met that standard based upon his peer review of Defendants’ 
work product.” 621 F. Supp. 3d at 1299. 
i. Qualifications  
Biorasi does not contest that Dr. Hausheer possesses relevant qualifications that 
sufficiently support his ability to testify as an expert in this case. ECF No. [117] at 9.  
ii. Methodology 
Though Biorasi argues Dr. Hausheer’s opinions rely on assumptions , “an expert may 
generally set forth or explain reasonable assumptions he was asked to make by counsel in arriving 
at his opinion, and ‘may offer his opinion as to facts that, if found, would support a conclusion that 
the legal standard at issue was satisfied, but he may not testify as to whether the legal standard has 
been satisfied.’” Balthazar Mgmt., LLC v. Beale St. Blues Co., Inc., No. 17- CV-81214, 2018 WL 
6928698, at *4 (S.D. Fla. Oct. 30, 2018) (quoting Cordoves v. Miami-Dade Cnty., 104 F. Supp. 3d 
1350, 1365 (S.D. Fla. 2015)). Moreover, though Biorasi contends Dr. Hausheer relies exclusively 
on assumptions to form his opinions, Dr. Hausheer’s report cites an extensive list of references 
and supporting documents reviewed including training materials, training logs, resumes, protocol 
deviation logs, emails, meeting minutes, call notes, as well as various plans regarding protocol 
deviation, quality management, and risk management. ECF No. [117-1] at 31-37.  
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Biorasi also contends Dr. Hausheer’s opinions are merely ipse dixit, but Dr. Hausheer 
explains that the conduct of the ALZN002-01 clinical trial “is guided by the International Council 
for Harmonisation (ICH) Good Clinical Practice (GCP) guidelines, which are universally 
recognized as industry standards of practice and are consistent with FDA’s regulations.” ECF No. 
[117-1] at 11. References to Good Clinical Practice standards are frequent throughout Dr. 
Hausheer’s report as regards industry standards for qualifie d personnel and training, trial plans, 
monitoring, quality management, and blinding and communication controls. Id . at 12- 13. Such 
references, in combination with Dr. Hausheer’s extensive professional experience, distinguish this 
case from Cook, as the expert in Cook failed to articulate any generally accepted standard. As such, 
the Court finds Dr. Hausheer’s opinions are not based on mere ipse dixit, but rather the result of 
reviewing record evidence and measuring the evidence against established industry standards in 
the context of his own substantial professional experience. The Court’s finds Dr. Hausheer’s 
methodology sufficiently reliable.  
iii. Helpfulness 
Helpfulness turns on whether the proffered testimony “concern[s] matters that are beyond 
the understanding of the average lay person.” Edwards v. Shanley , 580 F. App'x 816, 823 (11th 
Cir. 2014). Biorasi argues Dr. Hausheer’s opinions are not helpful for the same reasons it argues 
they are unreliable.  ECF No. [117] at 17- 18. However, the Court already f inds Dr. Hausheer’s 
opinions to be based on a reliable methodology. Moreover, the Court finds Dr. Hausheer’s opinions 
would assist the trier of fact. As such, Biorasi’s Motion, ECF No. [117] is denied.  
B. Alzamend’s Motion to Exclude Dr. Emily Friedrich and Dr. Aimon Iftikhar  
Alzamend argues that Dr. Friedrich and Dr. Iftikhar are not qualified to opine on the roles 
and responsibilities of a CRO in a double -blinded clinical trial. ECF No. [116] at 6. Alzamend 
contends Dr. Friedrich has no experience conducting clinical trials as her professional experience 
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consists entirely of preclinical and clinical research. Id . Alzamend further contends “clinical 
research” is distinct from a “clinical trial” because a clinical trial is a category of clinical research 
with additional FDA regulations to abide by. Id. Alzamend points out that Dr. Friedrich admits she 
has no experience implementing safeguards to prevent unblinding in a blinded study. Id. at 7.  
Alzamend avers Dr. Iftikhar’s experience is similarly lacking. Alzamend points out that 
Dr. Iftikhar has worked on only eight clinical trials and of those eight trials, only one was double 
blinded. Id. at 9. Alzamend  further points out that Dr. Iftikhar concedes that there is more to 
consider in a double-blinded study. Id. As such, Alzamend argues Dr. If tikhar’s “limited, largely 
review-level exposure to study plans, her lack of authorship of key project documents, and her 
participation in only one double-blinded trial render her unqualified to opine on CRO obligations 
and industry standards for double-blinded trial conduct and plan adequacy for the ALZN002 trial.” 
Id. at 11. Alzamend contends that, because Dr. Friedrich and Dr. Iftikhar lack experience in double-
blinded clinical trials, their experience -based industry standards analysis is unreliable. Id . 
Alzamend also argues that Dr. Friedrich and Dr. Iftikhar’s testimony should be excluded to the 
extent it constitutes impermissible fact- finding. Id. at 16. Alternatively, Alzamend seeks to 
preclude Biorasi’s experts from offering testimony that makes credibility determinations, weighs 
competing evidence, or renders factual conclusions about disputed events in the ALZN002 trial. 
Id.  
Biorasi responds that the qualification standard for experts is not stringent and requires that 
experts be only minimally qualified. ECF No. [138] at 1. Biorasi argues its experts collectively 
have decades of clinical trial and clinical research experience, numerous degrees from top research 
universities, and certifications in Good Clinical Practices. Id. Biorasi further argues that Alzamend 
seeks to mischaracterize the presentation of facts and summaries of a large amount of relevant case 
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information as the actual opinions of Biorasi’s experts. Id . at 2. Biorasi contends the citation to 
record evidence complies with the Rule 26(a)(2)(B) requirement that a report -producing expert 
provide the basis for his opinions, including any facts or data he relied upon in forming them. Id . 
Biorasi avers that its rebuttal experts do not usurp the Court’s role as fact finder, but identify facts 
and evidence that directly rebut the unsupported assumptions made by Dr. Hausheer. Id.  
i. Qualifications 
 “The qualification standard for expert testimony is ‘not stringent,’ and ‘so long as the 
expert is minimally qualified, objections to the level of the expert’s expertise [go] to credibility 
and weight, not admissibility.” Banuchi v. City of Homestead, 606 F. Supp. 3d 1262, 1272 (S.D. 
Fla. 2022) (citing Vision I Homeowners Ass'n, Inc. v. Aspen Specialty Ins. Co., 674 F. Supp. 2d 
1321, 1325 (S.D. Fla. 2009)) (quoting Kilpatrick v. Breg, Inc., Case No. 08-10052-CIV, 2009 WL 
2058384 (S.D. Fla. June 25, 2009)).  
Dr. Emily Friedrich  
 Dr. Friedrich is a licensed Project Management Professional certified in Good Clinical 
Practices, the industry standard which informs Dr. Hausheer’s opinions. ECF No. [116 -1]. Dr. 
Friedrich also holds a Bachelor of Science in Molecular Genetics and Biochemistry with a minor 
in Chemistry from the University of Pittsburgh granted in 2007 as well as a Master of Science and 
a Doctor of Philosophy in Biomedical Engineering from Carnegie Mellon University. Id. Dr. 
Friedrich completed postdoctoral training at Nort hwestern University Feinberg School of 
Medicine in the Department of Surgery and held a Research Instructor position at the University 
of Illinois at Chicago in the Department of Pharmacology. Dr. Friedrich also served as a 
Biomedical Research Program Manager at a military treatment facility. In this capacity, she served 
as the subject matter expert for preclinical and clinical research, responsible for oversight of a team 
of eight contract staff, which included clinical research coordinators and a clinical  protocol 
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developer, worked closely with physician principal investigators and the Institutional Review 
Board to develop protocols and secure institutional approvals , and ensured that contracted study 
staff were executing studies according to study protocols and could demonstrate ongoing 
compliance following applicable regulations in the stringent government/military environment. Id. 
Dr. Friedrich is now a Senior Associate in Exponent’s Biomedical Engineering and Sciences 
practice, where she is directly involved in t he development, execution, and review of clinical 
research and human subjects protocols. Id.  
 Based on this experience, the Court finds Dr. Friedrich is qualified to provide rebuttal 
expert opinions in this case. Though Alzamend points out she lacks experience in double-blinded 
studies, such argument is ripe for cross -examination. Moreover, “[a]n expert is not necessarily 
unqualified simply because [her] experience does not precisely match the matter at hand.” J.G. v. 
Carnival Corp., No. 12-21089-CIV, 2013 WL 752697, at *3 (S.D. Fla. Feb. 27, 2013) (citing Maiz 
v. Virani , 253 F.3d 641, 667 (11th Ci r. 2001) ). Dr. Friedrich possesses substantial clinical 
experience and possesses certifications in the industry standards relied upon by Alzamend’s expert, 
Dr. Hausheer.  
Dr. Aimon Iftikhar 
 Dr. Aimon Iftikhar is a Senior Scientist in the Biomedical Engineering and Sciences 
practice at Exponent, Inc. ECF No. [116 -1]. He specializes in clinical research and development 
of medical devices with a focus on assessing clinical efficacy and accuracy in real-world settings. 
He has a Bachelor of Science degree in Biomedical Engineering with minors in Mathematics and 
Materials Science and Engineering from the University of Connecticut, a Master of Science degree 
in Biomedical Engineering from Carnegie Mellon University, and a Doctor of Philosophy in 
Bioengineering with a concentration in Tissue Engineering & Regenerative Medicine from the 
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University of Pittsburgh. Prior to joining Exponent, Inc., he was a Clinical Research Scientist at 
Machaon Diagnostics, Inc., where he contributed to the design, management, and execution of 
clinical trials. Dr. Iftikhar reports that he managed multi- site clinical research studie s as well as 
authored and technically reviewed a wide range of regulatory documents, standard operating 
procedures, and clinical policies to ensure alignment with clinical processes as defined by ICH 
Good Clinical Practice and FDA regulations. Id. He is certified in Good Clinical Practices and has 
overseen and trained other consultants to ensure consistency in clinical practices and the proper 
alignment with regulatory standards. 
 Based on this experience, the Court finds Dr. Iftikhar is qualified to provide rebuttal expert 
opinions in this case. Though Alzamend argues Dr. Iftikhar has limited experience in double -
blinded studies, he possesses substantial clinical experience and possesses certifications in the 
industry standards relied on by Alzamend’s expert, Dr. Hausheer. 
ii. Methodology 
Alzamend argues that because Biorasi’s proposed experts lack experience in double -
blinded trials, their methodology is unreliable. ECF No. [116] at 11. Specifically, Alzamend 
contends that where an expert relies primarily on experience, the expert must explain how that 
experience leads to the conclusion reached and why that experience is a sufficient basis for the 
opinion. Id. (citing Payne v. C.R. Bard, Inc., 2014 WL 988754, at *7 (M.D. Fla. Mar. 13, 2014). 
However, Alzamend cites no case law or statutory authority for its contention that rebuttal experts 
who possess both clinical experience and certifications in the relevant industry standards should 
be excluded because they lack adequate double -blinded clinical experience. To the contrary, 
“experts and their opinions need not be perfect to be admissible.” Brashevitzky v. Reworld Holding 
Corp., 348 F.R.D. 107, 118 (S.D. Fla. 2024) (quoting Tall v. Fed. Ins. Co., No. 6:20-cv-1125, 2021 
WL 7629423, at *3 (M.D. Fla. May 5, 2021)). Biorasi’s rebuttal experts indicated: 
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We considered the documents listed in Appendix C in reaching the opinions 
presented in this report. We also relied on our education, general experience in the 
field, and knowledge acquired through years of research and consulting work in the 
fields of clin ical research and biomedical engineering and sciences. Specific 
documents and materials relied upon in reaching the opinions in this report are 
referenced throughout the text. 
 
ECF No. [116-1] at 14. The Court finds this methodology to be sufficiently reliable. Alzamend’s 
assertions of lack of experience in double-blinded studies goes to the weight, not the admissibility 
of the testimony and may be the subject of cross-examination.  
iii. Helpfulness 
Alzamend argues that the rebuttal experts’ opinions are not helpful because they 
impermissibly usurp the role of the fact finder. ECF No. [116] at 13. Alzamend asks the Court to 
exclude both experts’ testimony to the extent it constitutes impermissible fact finding, or at a 
minimum preclude the rebuttal experts from offering testimony that makes credibility 
determinations, weighs competing evidence, or renders factual conclusions about disputed events 
in the ALZN002 trial. Id. at 16.  
As a preliminary point, the Court finds  that the rebuttal experts’ opinions will assist the 
trier of fact in this case . The rebuttal experts’ assessment of the double-blinded trial, considering 
their substantial experience and analysis of industry standards , concerns matters that are beyond 
the understanding of the average lay person. See Edwards, 580 F. App'x at 823 (Helpfulness turns 
on whether the proffered testimony “concern[s] matters that are beyond the understanding of the 
average lay person.”). 
As to Alzamend’s categorical objections to credibility determinations, weighing competing 
evidence, or rendering factual conclusions, Biorasi contends the rebuttal experts are merely 
pointing to evidence that contradicts the assumptions relied on by Dr. Hausheer. The Court agrees 
with Biorasi, and it is permissible for an expert to review facts and extrapolate opinions from those 
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facts based on experience and industry standards. To the extent the rebuttal experts attempt to 
make credibility determinations, weigh competing evidence, or render factual conclusions during 
their testimony at trial, Alzamend may renew its objections. Moreover, the Court notes this case 
is designated as a bench trial. See ECF No. [114]. “W hen the district court assumes the role of 
factfinder, its gatekeeping duties become less important.” Landivar v. Celebrity Cruises, Inc., 584 
F. Supp. 3d 1150, 1158 (S.D . Fla. 2022). “There is less need for the gatekeeper to keep the gate 
when the gatekeeper is keeping the gate only for himself.” United States v. Brown, 415 F.3d 1257, 
1269 (11th Cir. 2005) As such, Alzamend’s Motion, ECF No. [116] is denied.   
C. Biorasi’s Motion for Summary Judgment  
Biorasi moves for summary judgment on all remaining C ounts of Alzamend’s Amended 
Complaint, ECF No. [40], and seeks summary judgement on its breach of contract Counterclaim. 
See generally ECF No. [119]. The Court will address each Count in turn.  
i. Count I – Breach of Contract  
Biorasi argues it is entitled to summary judgment on Alzamend’s breach of contract claim 
because it is interwoven with Alzamend’s other claims and the allegations underpinning it are ill-
defined and amorphous. Id. at 15. Alzamend further argues that discovery has not adduced any 
evidence sufficient for the claim to survive summary judgment.  
Alzamend lodges several theories under its breach of contract claim. First, Biorasi breached 
its “core obligations to provide competent skilled staff, as well as train and assist clinical trial 
personnel under the MSA, the Work Order, and related documents”. ECF No. [40] ¶ 116. Second, 
Biorasi breached its “obligations to provide management and oversight to the ALZN002 Trial” . 
ECF No. [40] ¶ 117. Third, Biorasi breached its contractual obligations “to maintain control of the 
investigational product and maintain adequate records of the receipt, shipment, and disposition of 
that investigational product ”. ECF No. [40] ¶ 118. Fourth, Biorasi breached “its duties to 
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implement an adequate control system to control communications, resolve queries, and escalate 
questions about clinical trial procedures.” ECF No. [40] ¶ 119. Fifth, Biorasi “failed to implement 
effective controls to maintain the double blind and failed to provide ‘prompt written notice’ of 
circumstanced materially affecting the trial, as required under Section 2.8(b) of the MSA.” ECF 
No. [40] ¶ 120. Sixth, Biorasi “failed to provide services that complied with applicable approved 
protocol, professional standards, applicable laws, and Biorasi’s own standard operating 
procedures, as required by the MSA.” ECF No. [40] at ¶ 121. 
Biorasi argues Alzamend has presented no record evidence that establishes Biorasi failed 
to provide competent skilled staff or trained and assisted clinical personnel. ECF No. [119] at 15. 
However, as Alzamend points out , it is disputed as to whether Biorasi Vice President Nancy 
Newark admitted “our team has been sloppy”, acknowledged “Biorasi had clear room to improve” 
displayed an “ongoing lack of attention to detail,” and agreed that complaints were frequent and 
warranted. ECF No. [141] ¶ 164; ECF No. [151] ¶ 164. Moreover, it is disputed that FERG staff 
described Biorasi’s performance as “a disaster” and “a hot mess,” testifying Biorasi’s team was 
inexperienced, unprepared, disorganized, and did not have “people competent enough to know 
what they were doing.” ECF No. [141] ¶ 171; ECF No. [151] ¶ 171. It is disputed whether Loyda 
Espinoza, an employee of IMIC, received training on the sham shipment procedure and whether 
she had unresolved logistics questions that Biorasi never answered. ECF No. [141] ¶ 193; ECF 
No. [151] ¶ 193. It is disputed whether Alzamend’s expert Dr. Hausheer has identified gaps in 
training on sham shipment and unblinding procedures. ECF No. [141] ¶ 194; ECF No. [151] ¶ 194.  
As to Biorasi’s obligations to provide management and oversight, it argues Alzamend has 
presented no record evidence  and has not presented any evidence of damages . ECF No. [119] at 
16. 
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 Alzamend points out that it is  disputed as to whether , despite being contractually 
responsible for site payments, Biorasi paid FERG late, frustrating FERG and forcing it to seek 
relief from Alzamend on multiple occasions. ECF No. [141] ¶ 168; ECF No. [151] ¶ 168. It is 
further disputed that Biorasi failed to timely provide required supplies to FERG, delaying delivery 
by months despite its contractual obligations, and routinely deflected its responsibilities onto 
FERG rather than executing its CRO duties. ECF No. [141] ¶ 169; ECF No. [151] ¶ 169. It is 
disputed as to why, after a November 2, 2023 site visit to IMIC uncovered multiple deficiencies, 
Biorasi waited more than two months—until January 9, 2024—to send findings to the site, a delay 
it admitted internally “does not look good.” ECF No. [141] ¶ 170; ECF No. [151] ¶ 170. Alzamend 
argues its damages do not flow solely from trial delays, as Biorasi suggests. Rather, Biorasi's 
inadequate management and oversight caused the unblinding event and FERG's withdrawal  
collapsed the trial entirely.  Alzamend contends  these damages are “ readily quantifiable by 
reference, for example, to payments made to Biorasi along with pass -through costs, patient 
recruiting and screening costs, and the cost for Alzamend to hire another CRO to complete the 
study.” ECF No. [142] at 21.  
As to Biorasi’s obligation to implement an adequate system to control communications, 
resolve queries, and escalate questions about clinical trial procedures, Biorasi again argues that no 
record evidence exists to demonstrate that it breached the contract. ECF No. [119] at 17. 
Alzamend points out that Loyda Espinoza testified that she had questions that she did not 
recall Biorasi answering and Duany Santos testified he had concerns about her comprehension but 
never raised them. ECF No. [141] ¶¶ 193, 196; ECF No. [151] ¶¶ 193, 196. Biorasi contends the 
Cryoport trainings covered sham shipments, so it is not possible that Loyda Espinoza had 
unresolved logistics questions. ECF No. [151] ¶ 196. Duany Santos also testified that when Loyda 
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Espinoza called him on the day of the unblinding event, rather than answer Espinoza’s question, 
or seek clarity as to what she was asking, he instructed her to send an e-mail instead, despite Biorasi 
admitting it was important to keep e-mail traffic to a minimum. ECF No. [141] ¶¶ 198, 199; ECF 
No. [151] ¶¶ 198, 199.  
Alzamend’s contends that Biorasi breached Section 2.8 of the MSA, which requires Biorasi 
to “provide prompt written notice to [Alzamend] of any circumstance, such as a delay, of which 
Biorasi becomes aware, and that Biorasi reasonably believes could adversely affect a Study o r 
performance of the Services”. Biorasi argues in conclusory fashion that no evidence exists to 
support the contention that Nancy Newark—the Biorasi VP —reported any concerns regarding 
missing blood samples to the Principal Investigator, or that Biorasi learned of any possible issue 
before Alzamend. ECF No. [119] at 17.   
Alzamend points out that it remains disputed whether Milka Vina was told by either Nancy 
Newark or Josanne Johnson that blood samples were missing. ECF No. [141] ¶¶ 203- 206; ECF 
No. [151] ¶¶ 203-206. Moreover, it is disputed why Biorasi was delayed in providing Alzamend a 
site deficiency letter. ECF No. [141] ¶ 170; ECF No. [151] ¶ 170. 
Finally, Biorasi contends no admissible evidence exists that it violated Section 2.1 of the 
MSA by failing “to provide services that complied with applicable approved protocol, professional 
standards, applicable laws, and Biorasi’s own standard operating procedures, as required by the 
MSA.” ECF No. [119] at 17.  
Alzamend responds that Dr. Hausheer will testify that Biorasi’s actions throughout the trial 
fell below industry standards. ECF No. [142] at 23-24. Moreover, Biorasi will call rebuttal experts 
to dispute Dr. Hausheer’s opinions.  
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Under Florida law, the elements of breach of contract are: (1) the existence of a contract, 
(2) a breach thereof, and (3) damages flowing from the breach. Knowles v. C. I. T. Corp., 346 
So.2d 1042, 1043 (Fla. 1st DCA 1977). Here, Alzamend has pled several theories under which 
Biorasi breached existing contracts. Moreover, Alzamend has articulated a theory of damages , 
namely that  Biorasi's inadequate management and oversight caused the unblinding event and 
FERG's withdrawal, collapsing the trial entirely. Alzamend’s damages exist in the form of 
payments to Biorasi and pass-through costs, patient recruitment and screening costs, and the cost  
of hiring another CRO to complete the study. ECF No. [141] ¶ 212.  As referenced above, disputed 
material facts exist as to each of these theories . Viewing the evidence in the light most favorable 
to the non-moving party, Alzamend,  the Motion for Summary Judgment is denied as to Count I.  
ii. Count II – Breach of the Implied Covenant of Good Faith and Fair 
Dealing and Count IV – Injurious Falsehood 
Biorasi argues it is entitled to summary judgment on both Count II and Count IV because 
they are duplicative of each other, and Alzamend has presented no evidence that Biorasi ever made 
false statements. ECF No. [119] at 11. Specifically, Biorasi contends “no admissible evidence to 
create a genuine dispute of material fact that anyone at Biorasi ever made the alleged false 
statements to Dr. Carballosa that (1) samples were missing or (2) threatening his medical license 
should he continue with the study.” Id. at 12.  
 Alzamend responds that Biorasi does not cite a single case for the proposition that claims 
for breach of the implied covenant of good faith and fair dealing and injurious falsehood cannot 
co-exist. ECF No. [142] at 16. As to the merits of the Counts, Alzamend contends substantial 
evidence exists. Id. First Alzamend points out that during a recorded conference call on January 
with FERG, Biorasi, and Alzamend in attendance, Dr. Carballosa explained that they were 
withdrawing from the study in part because of “something that happened at the leukapheresis 
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center that was leaked onto us, unofficially. Which is that they . . . misplaced blood from a patient 
and then found the blood several hours later and submitted the blood anyway.” ECF No. [141] ¶ 
202; ECF No. [151] ¶ 202.  Moreover, it is disputed that during the audit, Dr. Carballosa and Milka 
Vina told the auditors that this undisclosed source was Nancy Newark. ECF No. [141] ¶ 203; ECF 
No. [151] ¶ 203. Moreover, it is disputed that FERG's research coordinator, Milka Vina, was told 
by either Nancy Newark o r Josanne Johnson that blood samples were missing. ECF No. [141] ¶ 
204; ECF No. [151] ¶ 204. Alzamend further points out that Nancy Newark acknowledged that 
Biorasi's head of QA raised “missing, misplaced samples” and “chain of custody” concerns in a 
draft protocol waiver around the same time frame.  ECF No. [141] ¶ 206; ECF No. [151] ¶ 206. 
Ultimately, no blood samples were missing. ECF No. [141] ¶ 207; ECF No. [151] ¶ 207. Nancy 
Newark conceded at deposition that it was “possible” the whistleblower was “someone from 
Biorasi.” ECF No. [141] ¶ 208; ECF No. [151] ¶ 208.  
 Under Florida law, every contract contains an implied covenant of good faith and fair 
dealing which protects “the reasonable expectations of the contracting parties in light of their 
express agreement.” QBE Ins. Corp. v. Chalfonte Condo. Apartment Ass'n, Inc., 94 So.3d 541, 548 
(Fla. 2012) (quoting Barnes v. Burger King Corp., 932 F.Supp. 1420, 1438 (S.D. Fla. 1996)); 
Centurion Air Cargo, Inc. v. United Parcel Serv. Co., 420 F.3d 1146, 1151 (11th Cir. 2005). The 
covenant is implied as a gap -filling default rule where the terms of the contract vest a party with 
substantial discretion, requiring that party to act in a commercially reasonable manner and limiting 
its ability to act capriciously to contravene the reasonable expectations of the contract 
counterparty. See Karp v. Bank of Am., N.A., 2013 WL 1121256, at *3 (M.D. Fla. Mar. 18, 2013); 
Martorella v. Deutsche Bank Nat. Trust Co., 931 F.Supp.2d 1218, 1225 (S.D. Fla. 2013).  
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 “In order to sustain a claim for injurious falsehood, Plaintiff must adequately allege: (1) a 
falsehood; (2) published or communicated to a third party; (3) the Defendant know that the 
falsehood would likely induce others not to deal with the Plaintiff; (4) the falsehood did play a 
material and substantial part in inducing others not to deal with the Plaintiff; and (5) special 
damages.” Springboard Media, LLC v. Augusta Hitech Soft Sols., LLC, No. 22-20191-CIV, 2022 
WL 18465128, at *5 (S.D. Fla. June 14, 2022) (citing Bothmann v. Harrington, 458 So. 2d 1163, 
1168 (Fla. 3d DCA. 1984)). 
 Biorasi has failed to cite case law or statutory authority for its contention that an injurious 
falsehood claim and a claim for breach of the implied covenant of good faith and fair dealing 
cannot coexist. As Alzamend points out, “[i] t is a well- settled rule of federal procedure that 
plaintiffs may assert alternative and contradictory theories of liability. ” Adinolfe v. United Techs. 
Corp., 768 F.3d 1161, 1175 (11th Cir. 2014) . Moreover, there exist disputed material facts as to 
essentially all communications about the missing samples. At this stage, the  Court must view the 
facts in the light most favorable to the non-moving party, Alzamend, and  the Motion for Summary 
Judgment is denied as to Counts II and IV.  
iii. Count V – Florida’s Deceptive and Unfair Trade Practices Act 
(“FDUTPA”) and Count VI – Fraudulent Inducement 
Biorasi argues Count V and VI fail as a matter of law because the evidence demonstrates 
that no misrepresentations were made and, even if they had been, Plaintiff was aware of the 
contrary facts before entering into the relevant contract.  ECF No. [119] at 3. Biorasi contends it 
never made any misrepresentations regarding having a ready- to-go leukapheresis vendor , 
Alzamend did not rely on any representations as it knew Biorasi  did not have a ready- to-go 
leukapheresis vendor before entering into the MSA and Work Order, and Alzamend approved all 
of Biorasi’s staff assigned to the trial. ECF No. [119] at 5-10.  
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Alzamend points out that on December 13, 2022, Biorasi represented it would staff 
ALZN002 with personnel whose Alzheimer’s experience would make training “minimal," had 
sites “ready to go,” and that on leukapheresis “the answer is yes.” Biorasi disputes the meaning of 
these statements. ECF No. [141] ¶ 134; ECF No. [151] ¶ 134. Moreover, o n December 15, 2022, 
Biorasi emailed that “our top enrolling site (2.6 patients per site per month) has officially 
confirmed that they can and have done sham Leukapheresis, and they will conduct it strictly on 
site,” and Biorasi attached  a spreadsheet of eight sites with leukapheresis capabilities.  ECF No. 
[141] ¶ 135; ECF No. [151] ¶ 135. Alzamend further points out that Biorasi reassured that even in 
the “worst-case scenario” where “Murphy’s law applies,” Biorasi has “enough wiggle room for 
feasibility” to figure out where leukapheresis will be done  and Biorasi also reassured Alzamend 
that it would continue to “flesh out” the feasibility of each site. ECF No. [141] ¶¶ 140, 141; ECF 
No. [151] ¶¶ 140, 141.  
Biorasi disputes the meaning of those statements. It is also disputed that Biorasi did not 
“confirm” these sites were actually feasible and willing to participate in the study. Instead Biorasi 
simply asked sites if they had leukapheresis capabilities and marked them as potential sites if they 
said yes. ECF No. [141] ¶ 142; ECF No. [151] ¶ 142. Alzamend refers to Eve Del Rio of Rio 
Pharmaceutical Services’ January 18, 2023 statement where she said she was “really encouraged” 
that Biorasi’s site “has the leukapheresis capabilities and is willing to be the central site for 
performing the leukapheresis because . . . we had a site that could do it and they have . . . gone 
AWOL. So we are going to have to depend on that site to perform the leukapheresis”  as further 
evidence of Alzamend’s preference to use Biorasi’s vendors. ECF No. [142] at 14. It is also 
disputed regarding the extent to which Alzamend reviewed and approved Biorasi’s staff members. 
ECF No. [118] ¶ 29; ECF No. [141] ¶ 29.  
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To prevail on its FDUTPA claim, Alzamend must prove three elements: “(1) a deceptive 
act or unfair practice; (2) causation; and (3) actual damages.” Am. Mariculture, Inc. v. Syaqua 
Americas, Inc., 2021 WL 2315003, *4 (M.D. Fla. June 7, 2021) (quoting Rollins, Inc. v. Butland, 
951 So. 2d 860, 869 (Fla. 2d DCA 2006)). An act is deceptive within the meaning of the FDUTPA 
where a party makes a “representation, omission, or practice that is likely to mislead the consumer 
acting reasonably in the circumstances, to the consumer's detriment.” Peterbrooke Franchising of 
Am., LLC v. Miami Chocolates, LLC, 312 F. Supp. 3d 1325, 1343 (S.D. Fla. 2018). Furthermore, 
“[p]roof of actual damages is necessary to sustain a FDUTPA claim.” Nazario v. Pro. Acct. Servs., 
Inc., 2017 WL 1179917, *5 (M.D. Fla. Mar. 30, 2017). 
To state a claim for fraudulent inducement, a plaintiff must allege that (1) defendant made 
a false statement concerning a material fact; (2) defendant knew the representation was false; (3) 
defendant intended the representation to induce plaintiff's reliance; and (4) plaintiff was injured in 
justifiable reliance on the misrepresentation. See Alvarez v. Royal Caribbean Cruises, Ltd., 905 F. 
21 Supp. 2d 1334, 1342 (S.D. Fla. 2012) (citation omitted). 
At the center of each of th ose claims are a series of disputed material facts about the 
meaning of various statements made in the early stages of establishing a clinical trial. Both Parties 
present evidence to support their understanding of the situation, but at this stage the Court may not 
weigh such evidence. The Court must view the facts in the light most favorable to the non-moving 
party, Alzamend, and the Motion for Summary Judgment is denied as to Counts V and VI.  
iv. Biorasi’s Breach of Contract Counterclaim  
Biorasi argues it is entitled to summary judgment on its breach of c ontract Counterclaim. 
ECF No. [119] at 18. Biorasi contends Alzamend has breached its agreement to pay Defendant for 
certain fees and costs incurred under Section 8.4 of the MSA, including but not limited to Section 
8.4(b) of the MSA after notice of termination and the effective date of termination of the MSA.  
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ECF No. [109] ¶ 11. Though Alzamend argues Biorasi materially breached the MSA, Biorasi 
contends it never received written notice of an alleged breach. ECF No. [119] at 19.  
Alzamend correctly points out that Section 8.2(b) of the MSA only requires written notice 
if Alzamend seeks to terminate the agreement. See ECF No. [32] at 22. Alzamend also correctly 
point out that “[t]o maintain an action for breach of contract, a claimant must first establish 
performance on the claimant's part of the contractual obligations imposed by the contract.”  
Calhoun v. Walden, 2023 WL 2820076, at *10 (N.D. Fla. Feb. 8, 2023). Summary judgment was 
denied as to Alzamend’s breach of contract claim against Biorasi. As such, whether Biorasi 
performed its contractual obligations also remains an issue of fact to be resolved. Therefore, the 
Motion for Summary Judgment is denied as to Biorasi’s Counterclaim.  
V. CONCLUSION 
Accordingly, it is ORDERED AND ADJUDGED as follows:  
1. Biorasi’s Daubert Motion, ECF No. [117], is DENIED. 
2. Alzamend’s Daubert Motion, ECF No. [116], is DENIED.  
3. Biorasi’s Motion for Summary Judgment, ECF No. [119], is DENIED.  
DONE AND ORDERED in Chambers at Miami, Florida, on June 16, 2026. 
 
 
 
_____ ___________________________ 
BETH BLOOM 
UNITED STATES DISTRICT JUDGE 
cc: counsel of r ecord 
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