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govinfo:USCOURTS-ohsd-2_26-cv-00120-1
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF OHIO
EASTERN DIVISION
PATRICK J. SHANK,
Plaintiff,
Case Number 2:26-cv-120
v. Judge Edmund A. Sargus, Jr.
Magistrate Judge Karen L. Litkovitz
SHELBIE SMITH, et al.,
Defendants.
OPINION AND ORDER
This matter is before the Court on an Order and Report and Recommendation issued by
the Magistrate Judge. (ECF No. 11.) After reviewing Plaintiff Patrick J. Shank’s Complaint
pursuant to 28 U.S.C. § 1915A and 28 U.S.C. § 1915(e)(2), the Magistrate Judge concluded that
Plaintiff may proceed on some claims at this time, but recommended that others be dismissed.
(Id. PageID 184–86.) Plaintiff filed a timely Objection to the Order and Report and
Recommendation. (ECF No. 12.)
For the reasons stated in this Opinion and Order, the Court OVERRULES Plaintiff’s
Objection (ECF No. 12) and ADOPTS and AFFIRMS the Magistrate Judge’s Order and Report
and Recommendation (ECF No. 11).
BACKGROUND
Plaintiff, an Ohio inmate proceeding pro se and in forma pauperis, brings this civil rights
lawsuit pursuant to 42 U.S.C. § 1983. (ECF Nos. 8, 9.) Plaintiff brings claims against ten
Belmont Correctional Institution employees: Warden Shelbie Smith, Warden’s Assistant Mrs.
Robertson, Deputy Warden Mr. Lyle, Correctional Sergeant Mr. Padgeleck, Institutional
Inspector Mr. Haley, Mr. Stanforth (grievance review), Mr. Evans (grievance review), Mr.
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Obeng (grievance review), Medical Coordinator Mr. Murphy, and Assistant Medical Coordinator
Mr. Holcomb. (ECF No. 9, PageID 121–24.)
In the Order and Report and Recommendation, the Magistrate Judge discussed the factual
background of this case, which the Court adopts and summarizes below. (ECF No. 11, PageID
176–79.)
Plaintiff is incarcerated at the Belmont Correctional Institution and alleges that a
“discolored, bleeding lump” appeared on the side of his nose between June and August 2025.
(ECF No. 9, PageID 130.) A doctor scraped the affected area but did not conduct a biopsy. (Id.)
When the lump returned, Plaintiff went to Inmate Health Services (“IHS”), as advised by the
doctor. (Id.) Plaintiff alleges that he waited at IHS for more than fifty minutes, even though he
was the only inmate waiting. (Id.) Other inmates began to fill the waiting area, and Defendant
Holcomb (the Assistant Medical Coordinator) told Plaintiff he could not be seen that day. (Id.
PageID 131.) Plaintiff alleges that Defendant Holcomb and other IHS staff laughed at him,
finding it funny to deny Plaintiff medical care. (Id.)
Plaintiff alleges that Defendant Murphy (the IHS Medical Coordinator) sent two passes
for him to visit IHS, but Plaintiff never received them. (Id. PageID 131–32.) Plaintiff alleges that
Defendant Murphy then called for him to visit IHS without sending a pass, but Plaintiff refused
to do so for his own protection and “in fear of targeting by staff.” (Id. PageID 132.) The same
day, Defendant Murphy had Defendant Holcomb write two disciplinary tickets against Plaintiff
and notified dorm staff of the tickets. (Id.)
Plaintiff alleges that his dorm Sergeant, Defendant Padgeleck, sanctioned Plaintiff for
seeking medical care and Defendants Murphy and Holcomb denied him medical care and
punished him for seeking that care. (Id. PageID 128–29.) Plaintiff also alleges that he was
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sanctioned with a 30-day commissary restriction. (Id. PageID 135.) Plaintiff says this conduct
reflects an attitude at IHS that “causes problems for Plaintiff when seeking medical care.” (Id.
PageID 133.) Plaintiff claims that the tactic of punishing inmates for seeking medical care has
made inmates hesitant to seek treatment at IHS. (Id. PageID 135–36.)
Plaintiff alleges that he sought administrative relief through the prison grievance process,
but Defendants maintained a position of “self preservation” and “indifference toward the
treatment of the Plaintiff.” (Id.) Plaintiff alleges that Defendants Haley, Stanforth, Evans, and
Obeng failed to act on Plaintiff’s grievances. (Id. PageID 128–29, 136.) Plaintiff also alleges
Defendants Warden Smith, Deputy Warden Lyle, and Robertson (Warden Smith’s assistant)
promised to investigate Plaintiff’s claims, but later refused to do so. (Id. PageID 136.) Finally,
Plaintiff alleges that Defendants Smith and Lyle were indifferent to Plaintiff being punished for
seeking medical care and authorized and supported the unconstitutional actions of staff at
Belmont Correctional Institution. (Id. PageID 127–28.)
The Magistrate Judge understood Plaintiff’s Complaint to be raising the following
claims: (1) Eighth Amendment claims against Defendants Murphy, Holcomb, Padgeleck, Smith,
Robertson, and Lyle for the alleged deliberate indifference to Plaintiff’s serious medical needs;
(2) Fifth Amendment and Fourteenth Amendment equal protection and due process claims
against Defendants Murphy, Holcomb, Padgeleck, Smith, Robertson, and Lyle for allegedly
treating Plaintiff differently than other inmates by depriving him of medical care and punishing
him for seeking said care; (3) failure to investigate claims against Defendants Haley, Stanforth,
Evans, and Obeng for allegedly failing to review Plaintiff’s grievances about being denied
medical care; (4) supervisor liability claims against Defendants Smith and Lyle for allegedly
authorizing and supporting the other Defendants’ unconstitutional actions and permitting those
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actions to continue; and (5) Ohio state-law claims for intentional infliction of emotional distress.
(ECF No. 11, PageID 179.) The Magistrate Judge also noted that Plaintiff seeks injunctive and
monetary relief. (Id.)
After conducting an initial screen of Plaintiff’s Complaint pursuant to 28 U.S.C. § 1915A
and 28 U.S.C. § 1915(e)(2), the Magistrate Judge concluded that Plaintiff may proceed on some
claims at this time—namely, his Eighth Amendment deliberate indifference claims, Fourteenth
Amendment equal protection claims, and Ohio state-law intentional infliction of emotional
distress claims against Defendants Murphy, Holcomb, Padgeleck, Smith, Robertson, and Lyle in
their individual capacities, and in their official capacities to the extent Plaintiff seeks injunctive
relief. (ECF No. 11, PageID 180, 184–85.)
The Magistrate Judge recommended, however, that Plaintiff’s other claims be dismissed.
(Id. PageID 185–86.) Specifically, the Magistrate Judge recommended that the Court dismiss
with prejudice Plaintiff’s Fifth Amendment claims and any official capacity claims for monetary
damages against all Defendants. (Id. PageID 185.) The Magistrate Judge also recommended that
the Court dismiss without prejudice Plaintiff’s Fourteenth Amendment due process claims
against Defendants Murphy, Holcomb, Padgeleck, Smith, Robertson, and Lyle, as well as
Plaintiff’s failure to investigate claims against Defendants Haley, Stanforth, Evans, and Obeng.
(Id. PageID 186.) Finally, the Magistrate Judge recommended that Defendants Haley, Stanforth,
Evans, and Obeng be dismissed from this action because Plaintiff fails to state a plausible claim
against them. (Id. PageID 184, 186.) Plaintiff filed a timely objection to the Magistrate Judge’s
Order and Report and Recommendation. (ECF No. 12.)
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LEGAL STANDARD
If a party objects within the allotted time to a report and recommendation, the court “shall
make a de novo determination of those portions of the report or specified proposed findings or
recommendations to which objection is made.” 28 U.S.C. § 636(b)(1); see also Fed. R. Civ. P.
72(b). Upon review, the court “may accept, reject, or modify, in whole or in part, the findings or
recommendations made by the magistrate judge.” 28 U.S.C. § 636(b)(1).
The federal in forma pauperis statute, 28 U.S.C. § 1915, is “designed to ensure that
indigent litigants have meaningful access to the federal courts.” Neitzke v. Williams, 490 U.S.
319, 324 (1989) (citing Adkins v. E.I. DuPont de Nemours & Co., 335 U.S. 331, 342–43 (1948)).
Recognizing, however, that a litigant whose costs are assumed by the public “lacks an economic
incentive to refrain from filing frivolous, malicious, or repetitive lawsuits,” Congress authorized
federal courts to dismiss certain claims sua sponte. Id. 28 U.S.C. § 1915(e)(2) provides that “the
court shall dismiss the case at any time if the court determines that . . . the action or appeal –
(i) is frivolous or malicious; (ii) fails to state a claim on which relief may be granted; or
(iii) seeks monetary relief against a defendant who is immune from such relief.”
Pro se complaints are to be held to less stringent standards and should be construed
liberally. Garrett v. Belmont Cnty. Sheriff’s Dep’t, 374 F. App’x 612, 614 (6th Cir. 2010)
(quoting Haines v. Kerner, 404 U.S. 519, 520 (1972)). Still, “a pro se pleading must provide the
opposing party with notice of the relief sought, and it is not within the purview of the district
court to conjure up claims never presented.” Frengler v. Gen. Motors, 482 F. App’x 975, 977
(6th Cir. 2012).
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ANALYSIS
Plaintiff filed a timely Objection to the Magistrate Judge’s Order and Report and
Recommendation. (ECF No. 12.) The Court addresses each of Plaintiff’s arguments in turn.
First, Plaintiff objects to the Magistrate Judge’s recommendation to dismiss his official
capacity claims for monetary relief, arguing that Defendants were acting in both their official and
individual capacities. (Id. PageID 187–88.) But, as the Magistrate Judge explained, the Eleventh
Amendment bars recovery of monetary relief against state employees in their official capacities.
Maben v. Thelen, 887 F.3d 252, 270–71 (6th Cir. 2018) (quoting Kentucky v. Graham, 473 U.S.
159, 169–70 (1985)). In other words, Defendants in this case are immune from suit to the extent
Plaintiff seeks monetary damages against them in their official capacities, and the Court agrees
these claims must be dismissed. See, e.g., Cook v. Trostel, No. 2:23-cv-2314, 2024 WL 4451535,
at *3 (S.D. Ohio July 12, 2024) (Deavers, M.J.), report and recommendation adopted, 2024 WL
4010020 (S.D. Ohio Aug. 30, 2024).
Second, Plaintiff objects to the Magistrate Judge’s recommendation to dismiss his
Fourteenth Amendment due process claims, arguing that his allegations are “process oriented”
because they address the prison’s processes for receiving medical care and filing grievances.
(ECF No. 12, PageID 188–89.) With respect to receiving medical care, the Magistrate Judge
explained that Plaintiff’s assertion he was denied medical care and punished for seeking that care
falls within the Eighth Amendment protection from cruel and unusual punishment. (ECF No. 11,
PageID 181.) As such, the Eighth Amendment is the proper constitutional source for analyzing
these allegations, and the Magistrate Judge determined that Plaintiff’s Eighth Amendment claims
may proceed against certain Defendants. (Id. PageID 181, 184.) Plaintiff’s Fourteenth
Amendment substantive due process claim, therefore, is properly dismissed. See Matthews v.
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Butler County, No. 1:22-cv-380, 2025 WL 1797086, at *26 (S.D. Ohio June 30, 2025) (Bowman,
M.J.), report and recommendation adopted, 2026 WL 872561 (S.D. Ohio Mar. 30, 2026)
(Barrett, J.); Bradbury v. Lewis, No. 2:23-cv-238, 2024 WL 1152272, at *13–14 (W.D. Mich.
Mar. 18, 2024); Albright v. Oliver, 510 U.S. 266, 273 (1994) (quoting Graham v. Connor, 490
U.S. 386, 395 (1989)) (“Where a particular Amendment ‘provides an explicit textual source of
constitutional protection’ against a particular sort of government behavior, ‘that Amendment, not
the more generalized notion of substantive due process, must be the guide for analyzing these
claims.’”).
Plaintiff’s allegations about the prison grievance system do not save his due process
claims. Plaintiff alleges that certain Defendants failed to act on grievances he filed, but “[p]rison
inmates do not have a constitutionally protected right to a grievance procedure” and “a prison
official’s alleged failure to adequately investigate claims of misconduct [does not] rise to the
level of ‘encouragement’ that would make the official liable for such misconduct” under § 1983.
Holt v. Hockett, No. 1:19-cv-583, 2019 WL 4928895, at *3 (S.D. Ohio Oct. 7, 2019) (Bowman,
M.J.), report and recommendation adopted, 2020 WL 33128 (S.D. Ohio Jan. 2, 2020) (Dlott, J.),
(quoting Miller v. Haines, No. 97-3416, 1998 WL 476247, at *1 (6th Cir. Aug. 3, 1998); Knop v.
Johnson, 977 F.2d 996, 1014 (6th Cir. 1992)). As such, the Court agrees with the Magistrate
Judge’s recommendation to dismiss Plaintiff’s Fourteenth Amendment due process claims.
Third, Plaintiff objects to the Magistrate Judge’s recommendation to dismiss his Fifth
Amendment claims, arguing that doing so removes constitutional rights afforded to prisoners.
(ECF No. 12, PageID 189.) The Magistrate Judge correctly explained that the Fifth Amendment
applies to federal actors and Plaintiff brings claims against state actors. (ECF No. 11, PageID
182.) As such, his Fifth Amendment claims against Defendants, which allege violations of due
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process, fail to state a claim for relief and must be dismissed. See, e.g., Williams v. Parikh, 708
F. Supp. 3d 1345, 1350 n.1 (S.D. Ohio 2023) (Cole, J.) (quoting Scott v. Clay County, 205 F.3d
867, 873 n.8 (6th Cir. 2000)) (dismissing Fifth Amendment due process claims brought against
state entities because “the Fifth Amendment’s Due Process Clause circumscribes only the actions
of the federal government”).
Fourth, Plaintiff objects to the Magistrate Judge’s recommendation to dismiss his § 1983
failure to investigate claims, arguing that the grievance staff violated his constitutional rights
because they were informed of his grievance and failed to act. (ECF No. 12, PageID 189–90.)
But, as noted above, a “prison official’s alleged failure to adequately investigate claims of
misconduct does not rise to the level of encouragement that would make the official liable for
such misconduct.” Lloyd v. Pettit, No. 2:20-cv-1074, 2020 WL 5951329, at *2 (S.D. Ohio Oct. 8,
2020) (Graham, J.) (citing Knop, 977 F.2d at 1014). Consequently, the Court agrees with the
Magistrate Judge’s recommendation to dismiss Plaintiff’s claims based on Defendants’ failure to
act on his grievances.
In his Objection, Plaintiff states he has not received summons and service forms and is
concerned that he will not be able to comply with the deadline to submit these forms. (ECF No.
12, PageID 190–91.) The Magistrate Judge extended the deadline (ECF No. 14), and Plaintiff
submitted completed forms on time (ECF No. 15).
CONCLUSION
For the reasons above, the Court OVERRULES (ECF No. 12) Plaintiff Patrick Shank’s
Objection and ADOPTS and AFFIRMS (ECF No. 11) the Magistrate Judge’s Order and Report
and Recommendation.
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The Court DISMISSES with prejudice Plaintiff Patrick Shank’s Fifth Amendment
claims and any official capacity claims for monetary damages against all Defendants. The Court
DISMISSES without prejudice Plaintiff Patrick Shank’s Fourteenth Amendment due process
claims against Defendants Murphy, Holcomb, Padgeleck, Smith, Robertson, and Lyle. The Court
DISMISSES without prejudice Plaintiff Patrick Shank’s failure to investigate claims against
Defendants Haley, Stanforth, Evans, and Obeng. The Court DISMISSES Defendants Haley,
Stanforth, Evans, and Obeng from this action for failure to state a plausible claim for relief
against them. The Clerk is DIRECTED to terminate Defendants Haley, Stanforth, Evans, and
Obeng on the docket.
This case remains open.
IT IS SO ORDERED.
6/10/2026 s/Edmund A. Sargus, Jr.
DATE EDMUND A. SARGUS, JR.
UNITED STATES DISTRICT JUDGE
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